-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mw+Au/bibKfd7r6h2TRq17Q/jJtYHv5QCxHfIVG/KLuMBCRu8q3rJw2jLl3FSFca 5c0tdt5wd1MkZUEzKYTfuA== 0001127602-09-016763.txt : 20090805 0001127602-09-016763.hdr.sgml : 20090805 20090805090324 ACCESSION NUMBER: 0001127602-09-016763 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090803 FILED AS OF DATE: 20090805 DATE AS OF CHANGE: 20090805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICKINSON ROBERT H CENTRAL INDEX KEY: 0001251016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 09985736 MAIL ADDRESS: STREET 1: PO BOX 725 CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-08-03 0000815097 CARNIVAL CORP CCL 0001251016 DICKINSON ROBERT H C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 Common Stock 2009-08-03 4 S 0 40000 28.7525 D 120000 I By Dickinson Enterprises Limited Partnership Common Stock 7147 D This transaction was executed in multiple trades at prices ranging from $28.71 to $28.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Award of restricted stock units which represents a hypothetical interest in Carnival Corporation common stock, which will vest on the third anniversary of the grant date. The restricted stock units will accumulate dividend equivalents and may only be settled in shares. /s/ Robert Dickinson 2009-08-05 -----END PRIVACY-ENHANCED MESSAGE-----