-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, McA4Ew7uExJekQY5PcLS+aP0h3Q5Cr83U7rszZ6i0fgrfkHqYK1OAiA4eRg2qtqT oXXTgsP9Cmv9R3k+GIXI1Q== 0001127602-09-008609.txt : 20090403 0001127602-09-008609.hdr.sgml : 20090403 20090403085852 ACCESSION NUMBER: 0001127602-09-008609 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090401 FILED AS OF DATE: 20090403 DATE AS OF CHANGE: 20090403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUCKELEW ALAN CENTRAL INDEX KEY: 0001280888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 09730091 MAIL ADDRESS: STREET 1: 3655 NW 87TH AVE CITY: MIAMI STATE: FL ZIP: 33156 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-04-01 0000815097 CARNIVAL CORP CCL 0001280888 BUCKELEW ALAN CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 President & CEO - PCL Phantom Stock Units 2009-04-01 4 S 0 8165 21.28 D Common Stock 8165 0 D The phantom stock units were accrued under Carnival plc's deferred compensation plan. 8,165 units were accrued on April 17, 2003 at a price of $26.565 per unit. The units were originally to be settled 100% in cash upon the reporting person's retirement or other termination of employment, however, all participants under the deferred compensation plan were permitted to make a change to their payment election (including in-service withdrawals) under 409A transition rules. The reporting person received the investment experience relative to the performance of Carnival Corporation's shares on the date of settlement. /s/ Alan Buckelew 2009-04-02 -----END PRIVACY-ENHANCED MESSAGE-----