-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WkIZ1HyjNHj0yy+9Z0JN8ofuplGa27ewxViIBOUchp5roNMOEiHzC6QXJEYyKI+D h7obC+q1mtlEkq8NFgixnQ== 0001127602-09-002353.txt : 20090203 0001127602-09-002353.hdr.sgml : 20090203 20090203110128 ACCESSION NUMBER: 0001127602-09-002353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090130 FILED AS OF DATE: 20090203 DATE AS OF CHANGE: 20090203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATCLIFFE PETER GERVIS CENTRAL INDEX KEY: 0001243490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 09563488 BUSINESS ADDRESS: STREET 1: 3655 NW 87TH AVE STREET 2: 1-2 STRAND CITY: MIAMI STATE: FL ZIP: 33156 BUSINESS PHONE: 3053992600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-01-30 0000815097 CARNIVAL CORP CCL 0001243490 RATCLIFFE PETER GERVIS C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 Common Stock 2009-01-30 4 J 0 2567 0 A 12567 D Common Stock 2009-02-02 4 S 0 12567 17.8144 D 0 D Common Stock 0 I By Spouse Represents settlement of dividend equivalents accumulated during the restricted period of a restricted share award originally granted in 2004, which has now vested. This transaction was executed in multiple trades at prices ranging from $17.7704 to $17.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Peter G Ratcliffe 2009-02-02 -----END PRIVACY-ENHANCED MESSAGE-----