0000950142-20-002652.txt : 20201202 0000950142-20-002652.hdr.sgml : 20201202 20201202091757 ACCESSION NUMBER: 0000950142-20-002652 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201130 FILED AS OF DATE: 20201202 DATE AS OF CHANGE: 20201202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 201362524 MAIL ADDRESS: STREET 1: C/O PAUL BERKOWITZ GREENBERG TRAURIG STREET 2: 333 S.E. 2ND AVENUE CITY: MIAMI STATE: FL ZIP: 33131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 es200116360_4-marison.xml OWNERSHIP DOCUMENT X0306 4 2020-11-30 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 1 0 Chairman of the Board Common Stock 2020-11-30 4 S 0 4128761 20.3697 D 81607684 I By MA 1994 B Shares, L.P. Common Stock 2020-11-30 4 S 0 871239 21.5882 D 80736445 I By MA 1994 B Shares, L.P. Common Stock 4934166 I By various trusts. The transaction was executed in multiple trades at prices ranging from $20.16 to $20.92. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The transaction was executed in multiple trades at prices ranging from $21.25 to $21.91. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Includes (i) 3,251,154?shares of Carnival Corporation Common Stock held by the Nickel 2003 Revocable Trust, (ii) 841,506 shares of Carnival Corporation Common Stock held by the NA 2015-08 Trust and (iii) 841,506 shares of Carnival Corporation Common Stock held by the KA 2015-08 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2015-08 Trust and the KA 2015-08 Trust. Exhibit 24.1 Power of Attorney /s/ Richard L. Kohan, attorney-in-fact 2020-12-01 EX-24 2 es200116360_ex2401.htm EXHIBIT 24.1 EX-99.49

EXHIBIT 24.1

POWER OF ATTORNEY

Know all by these presents, that each of the undersigned parties hereby constitutes and appoints Richard L. Kohan, signing singly, such party’s true and lawful attorney-in-fact to:

 

  1)

execute for and on behalf of such party, all documents relating to the reporting of beneficial ownership of securities required to be filed with the United States Securities and Exchange Commission (the “SEC”) pursuant to Section 13(d) or Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder (the “Exchange Act”), including, without limitation, Schedule 13D, Form 13H and Form 3, Form 4 and Form 5 and successive forms thereto;

 

  2)

do and perform any and all acts for and on behalf of such party that may be necessary or desirable to complete and execute any such documents, complete and execute any amendment or amendments thereto, and timely file such documents with the SEC and any stock exchange, automated quotation system or similar authority; and

 

  3)

take any other action of any type whatsoever in furtherance of the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, such party, it being understood that the documents executed by such attorney-in-fact on behalf of such party pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

Such party hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as such party might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of such party is not assuming, nor is Carnival Corporation or Carnival plc assuming, any of the undersigned’s responsibilities to comply with the Exchange Act.

This Power of Attorney shall remain in full force and effect until such party is no longer required to file such documents with respect to such party’s holdings of and transactions in securities issued by Carnival Corporation or Carnival plc, unless earlier revoked by such party in a signed writing delivered to the foregoing attorneys-in-fact.

[Remainder of page left intentionally blank. Signatures follow.]

IN WITNESS WHEREOF, the undersigned have caused this Power of Attorney to be executed as of this 10th day of November, 2020.

MA 1994 B SHARES, L.P.

 

By:

MA 1994 B SHARES, Inc., General Partner

 

  By:

Richard L. Kohan, Executive Vice President

 

      

/s/ Richard L. Kohan                            

MA 1994 B SHARES, INC.

 

By:

Richard L. Kohan, Executive Vice President

 

      

/s/ Richard L. Kohan                            

/s/ Micky Arison                            

MICKY ARISON

JMD DELAWARE, LLC

 

By:

James M. Dubin, President

/s/ James M. Dubin                            

/s/ James M. Dubin                            

JAMES M. DUBIN

ARTSFARE 2005 TRUST NO. 2
By:   SUNTRUST DELAWARE TRUST COMPANY, as Trustee
  By:   /s/ Steven L. Tinkler

 

SUNTRUST DELAWARE TRUST COMPANY
By:
/s/ Steven L. Tinkler
VERUS PROTECTOR, LLC
By: Richard L. Kohan, President
/s/ Richard L. Kohan

 

NICKEL 2015-94 B TRUST
By:   NORTHERN TRUST DELAWARE COMPANY, as Administrative Trustee
  By: Alexis Borrelli, Vice President
  /s/ Alexis Borrelli