0000950142-16-003047.txt : 20160211
0000950142-16-003047.hdr.sgml : 20160211
20160211171812
ACCESSION NUMBER: 0000950142-16-003047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160209
FILED AS OF DATE: 20160211
DATE AS OF CHANGE: 20160211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARISON MICKY MEIR
CENTRAL INDEX KEY: 0001142244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 161412772
MAIL ADDRESS:
STREET 1: C/O PAUL WEISS RIFKIND WHARTON
STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019-6064
4
1
es1600292_4-arison.xml
OWNERSHIP DOCUMENT
X0306
4
2016-02-09
0
0000815097
CARNIVAL CORP
CCL
0001142244
ARISON MICKY MEIR
C/O CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
1
1
0
Chairman of the Board
Common Stock
2016-02-09
4
M
0
17798
A
3256008
I
By Nickel 2003 Revocable Trust
Common Stock
2016-02-09
4
F
0
4854
40.7900
D
3251154
I
By Nickel 2003 Revocable Trust
Common Stock
87419457
I
By various trusts
17,798 performance based restricted stock units of Carnival Corporation granted in 2013 were released in the form of Carnival Corporation Common Stock.
Represents a surrender of shares of Carnival Corporation Common Stock to satisfy the tax obligation on the release of performance based restricted stock units of Carnival Corporation granted in 2013.
Includes (i) 85,736,445 shares of Carnival Corporation Common Stock held by MA 1994 B Shares L.P., (ii) 841,506 shares of Carnival Corporation Common Stock held by the NA 2015-08 Trust and (iii) 841,506 shares of Carnival Corporation Common Stock held by the KA 2015-08 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2015-08 Trust and the KA 2015-08 Trust.
/s/ Loretta A. Ippolito, attorney in fact
2016-02-11