0000950142-14-001291.txt : 20140624
0000950142-14-001291.hdr.sgml : 20140624
20140609090100
ACCESSION NUMBER: 0000950142-14-001291
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140605
FILED AS OF DATE: 20140609
DATE AS OF CHANGE: 20140609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MA 1994 B SHARES LP
CENTRAL INDEX KEY: 0001251586
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 14898245
BUSINESS ADDRESS:
STREET 1: 1201 NORTH MARKET ST
CITY: WILMINGTON
STATE: DE
ZIP: 19899-1347
MAIL ADDRESS:
STREET 1: 1201 NORTH MARKET ST
CITY: WILMINGTON
STATE: DE
ZIP: 19899-1347
4
1
es1400766_4-ma1994b.xml
OWNERSHIP DOCUMENT
X0306
4
2014-06-05
0
0000815097
CARNIVAL CORP
CCL
0001251586
MA 1994 B SHARES LP
1201 NORTH MARKET ST
WILMINGTON
DE
19899-1347
0
0
0
1
See remarks
Common Stock
2014-06-05
4
S
0
230038
40.1152
D
97022370
D
Common Stock
2014-06-06
4
S
0
328220
40.3309
D
96694150
D
These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated February 28, 2014, relating to the sale of up to 5,000,000 shares of Carnival Corporation Common Stock.
The transaction was executed in multiple trades at prices ranging from $40.03 to $40.19. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
The transaction was executed in multiple trades at prices ranging from $40.135 to $40.55. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding Common Stock. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding Common Stock for purposes of Section 16 or for any other purpose.
/s/ John J. O'Neil, attorney-in-fact
2014-06-09