0000950142-14-000178.txt : 20140123 0000950142-14-000178.hdr.sgml : 20140123 20140123171209 ACCESSION NUMBER: 0000950142-14-000178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140121 FILED AS OF DATE: 20140123 DATE AS OF CHANGE: 20140123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 14543719 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 es1400187_4-ccl.xml OWNERSHIP DOCUMENT X0306 4 2014-01-21 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 1 0 Chairman of the Board Common Stock 2014-01-21 4 F 0 28216 40.83 D 4593556 I By Nickel 2003 Revocable Trust Common Stock 106131560 I By Various Trusts Represents a surrender of shares of Carnival Corporation Common Stock to satisfy the tax obligation on the vesting of restricted stock granted in 2011. Includes (i) 100,638,843 shares of Carnival Corporation Common Stock held by MA 1994 B Shares, L.P.; (ii) 538,393 shares of Carnival Corporation Common Stock held by the Nickel 97-07 Trust; (iii) 442,307 shares of Carnival Corporation Common Stock held by the Nickel 2009 GRAT; (iv) 3,000,000 shares of Carnival Corporation Common Stock held by the Nickel 97A-B Trust; (v) 756,008 shares of Carnival Corporation Common Stock held by the NA 2008 Trust; and (vi) 756,009 shares of Carnival Corporation Common Stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2008 Trust and the KA 2008 Trust. /s/ John J. O'Neil, attorney-in-fact 2014-01-23