0000950142-14-000178.txt : 20140123
0000950142-14-000178.hdr.sgml : 20140123
20140123171209
ACCESSION NUMBER: 0000950142-14-000178
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140121
FILED AS OF DATE: 20140123
DATE AS OF CHANGE: 20140123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARISON MICKY MEIR
CENTRAL INDEX KEY: 0001142244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 14543719
MAIL ADDRESS:
STREET 1: C/O PAUL WEISS RIFKIND WHARTON
STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019-6064
4
1
es1400187_4-ccl.xml
OWNERSHIP DOCUMENT
X0306
4
2014-01-21
0
0000815097
CARNIVAL CORP
CCL
0001142244
ARISON MICKY MEIR
C/O CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
1
1
0
Chairman of the Board
Common Stock
2014-01-21
4
F
0
28216
40.83
D
4593556
I
By Nickel 2003 Revocable Trust
Common Stock
106131560
I
By Various Trusts
Represents a surrender of shares of Carnival Corporation Common Stock to satisfy the tax obligation on the vesting of restricted stock granted in 2011.
Includes (i) 100,638,843 shares of Carnival Corporation Common Stock held by MA 1994 B Shares, L.P.; (ii) 538,393 shares of Carnival Corporation Common Stock held by the Nickel 97-07 Trust; (iii) 442,307 shares of Carnival Corporation Common Stock held by the Nickel 2009 GRAT; (iv) 3,000,000 shares of Carnival Corporation Common Stock held by the Nickel 97A-B Trust; (v) 756,008 shares of Carnival Corporation Common Stock held by the NA 2008 Trust; and (vi) 756,009 shares of Carnival Corporation Common Stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2008 Trust and the KA 2008 Trust.
/s/ John J. O'Neil, attorney-in-fact
2014-01-23