0000950142-14-000109.txt : 20140116
0000950142-14-000109.hdr.sgml : 20140116
20140116175132
ACCESSION NUMBER: 0000950142-14-000109
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140114
FILED AS OF DATE: 20140116
DATE AS OF CHANGE: 20140116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARISON MICKY MEIR
CENTRAL INDEX KEY: 0001142244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 14533137
MAIL ADDRESS:
STREET 1: C/O PAUL WEISS RIFKIND WHARTON
STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019-6064
4
1
es1400159_4-ccl.xml
OWNERSHIP DOCUMENT
X0306
4
2014-01-14
0
0000815097
CARNIVAL CORP
CCL
0001142244
ARISON MICKY MEIR
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
1
1
0
Chairman of the Board
Common Stock
2014-01-14
4
A
0
63242
0
A
63242
D
Common Stock
2014-01-14
5
G
0
E
63242
0
D
0
D
Common Stock
2014-01-14
5
G
0
E
63242
0
A
4621772
I
By Nickel 2003 Revocable Trust
Common Stock
106131560
I
By Various Trusts
Grant of restricted stock made pursuant to the Carnival Corporation 2011 Stock Plan and the terms of an Executive Long-Term Compensation Agreement. The restriction on the shares lapse on the third anniversary of the grant date.
The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by dividing the value by the closing price on date of grant.
Gift of Shares to the Nickel 2003 Revocable Trust.
Includes (i) 100,638,843 shares of common stock held by MA 1994 B Shares, L.P.; (ii) 538,393 shares of common stock held by the Nickel 97-07 Trust; (iii) 442,307 shares of common stock held by the Nickel 2009 GRAT; (iv) 3,000,000 shares of common stock held by the Nickel 97A-B Trust; (v) 756,008 shares of common stock held by the NA 2008 Trust; and (vi) 756,009 shares of common stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of common stock held by the NA 2008 Trust and the KA 2008 Trust.
/s/ John J. O'Neil, attorney-in-fact
2014-01-16