0000950142-14-000089.txt : 20140114
0000950142-14-000089.hdr.sgml : 20140114
20140114174622
ACCESSION NUMBER: 0000950142-14-000089
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131130
FILED AS OF DATE: 20140114
DATE AS OF CHANGE: 20140114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARISON MICKY MEIR
CENTRAL INDEX KEY: 0001142244
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 14528225
MAIL ADDRESS:
STREET 1: C/O PAUL WEISS RIFKIND WHARTON
STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019-6064
5
1
es1400145_5-ccl.xml
OWNERSHIP DOCUMENT
X0306
5
2013-11-30
0
0
0
0000815097
CARNIVAL CORP
CCL
0001142244
ARISON MICKY MEIR
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
1
1
0
Chairman of the Board
Common Stock
2012-12-26
5
G
0
3000000
0
D
100638843
I
By MA 1994 B Shares, L.P.
Common Stock
2012-12-26
5
G
0
3000000
0
A
3000000
I
By Nickel 97A-B Trust
Common Stock
2013-11-21
5
G
0
756008
0
D
0
I
By Nickel 2008-2 GRAT
Common Stock
2013-11-21
5
G
0
756008
0
A
756008
I
By NA 2008 Trust
Common Stock
2013-11-21
5
G
0
756009
0
D
0
I
By Nickel 2008-2 GRAT
Common Stock
2013-11-21
5
G
0
756009
0
A
756009
I
By KA 2008 Trust
Common Stock
5539230
I
By Various Trusts
The Reporting Person disclaims beneficial ownership of the shares of common stock held by the NA 2008 Trust.
The Reporting Person disclaims beneficial ownership of the shares of common stock held by the KA 2008 Trust.
Includes (i) 538,393 shares of common stock held by the Nickel 97-07 Trust; (ii) 442,307 shares of common stock held by the Nickel 2009 GRAT, (iii) 4,077,572 shares of common stock held by the Nickel 2003 Revocable Trust and (iv) 480,958 shares of common stock held by the Nickel 2010 GRAT.
/s/ John J. O'Neil, attorney-in-fact
2014-01-14