0000950142-14-000089.txt : 20140114 0000950142-14-000089.hdr.sgml : 20140114 20140114174622 ACCESSION NUMBER: 0000950142-14-000089 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131130 FILED AS OF DATE: 20140114 DATE AS OF CHANGE: 20140114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 14528225 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 5 1 es1400145_5-ccl.xml OWNERSHIP DOCUMENT X0306 5 2013-11-30 0 0 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 1 0 Chairman of the Board Common Stock 2012-12-26 5 G 0 3000000 0 D 100638843 I By MA 1994 B Shares, L.P. Common Stock 2012-12-26 5 G 0 3000000 0 A 3000000 I By Nickel 97A-B Trust Common Stock 2013-11-21 5 G 0 756008 0 D 0 I By Nickel 2008-2 GRAT Common Stock 2013-11-21 5 G 0 756008 0 A 756008 I By NA 2008 Trust Common Stock 2013-11-21 5 G 0 756009 0 D 0 I By Nickel 2008-2 GRAT Common Stock 2013-11-21 5 G 0 756009 0 A 756009 I By KA 2008 Trust Common Stock 5539230 I By Various Trusts The Reporting Person disclaims beneficial ownership of the shares of common stock held by the NA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of common stock held by the KA 2008 Trust. Includes (i) 538,393 shares of common stock held by the Nickel 97-07 Trust; (ii) 442,307 shares of common stock held by the Nickel 2009 GRAT, (iii) 4,077,572 shares of common stock held by the Nickel 2003 Revocable Trust and (iv) 480,958 shares of common stock held by the Nickel 2010 GRAT. /s/ John J. O'Neil, attorney-in-fact 2014-01-14