0000950142-13-000157.txt : 20130205
0000950142-13-000157.hdr.sgml : 20130205
20130205165827
ACCESSION NUMBER: 0000950142-13-000157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130201
FILED AS OF DATE: 20130205
DATE AS OF CHANGE: 20130205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARISON MICKY MEIR
CENTRAL INDEX KEY: 0001142244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 13574757
MAIL ADDRESS:
STREET 1: C/O PAUL WEISS RIFKIND WHARTON
STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019-6064
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
4
1
es1300195_4-ccl.xml
OWNERSHIP DOCUMENT
X0306
4
2013-02-01
0
0000815097
CARNIVAL CORP
CCL
0001142244
ARISON MICKY MEIR
C/O CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
1
1
0
Chairman & CEO
Common Stock
2013-02-01
4
F
0
39221
39.15
D
3544447
I
By Nickel 2003 Revocable Trust
Common Stock
107140843
I
By Various Trusts
Represents a surrender of shares of Carnival Common Stock to satisfy the tax obligation on the vesting of restricted stock granted in 2010.
Includes (i) 100,638,843 shares of Carnival Common Stock held by MA 1994 B Shares, L.P.; (ii) 538,393 shares of Carnival Common Stock held by the Nickel 97-07 Trust; (iii) 1,795,151 shares of Carnival Common Stock held by the Nickel 2008-2 GRAT; (iv) 687,498 shares of Carnival Common Stock held by the Nickel 2009 GRAT; (v) 480,958 shares of Carnival Common Stock held by the Nickel 2010 GRAT: and (vi) 3,000,000 shares of Carnival Common Stock held by the Nickel 97A-B Trust.
/s/ Micky Arison
2013-02-05