0000950142-12-002220.txt : 20121120
0000950142-12-002220.hdr.sgml : 20121120
20121120194303
ACCESSION NUMBER: 0000950142-12-002220
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121116
FILED AS OF DATE: 20121120
DATE AS OF CHANGE: 20121120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ETERNITY FOUR TRUST
CENTRAL INDEX KEY: 0001250969
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 121219345
BUSINESS ADDRESS:
STREET 1: C/O NORTHERN TRUST COMPANY OF DELAWARE
STREET 2: 1201 MARKET STREET, SUITE 1202
CITY: WILMINGTON
STATE: DE
ZIP: 19801
BUSINESS PHONE: 302-573-5829
MAIL ADDRESS:
STREET 1: C/O NORTHERN TRUST COMPANY OF DELAWARE
STREET 2: 1201 MARKET STREET, SUITE 1202
CITY: WILMINGTON
STATE: DE
ZIP: 19801
FORMER NAME:
FORMER CONFORMED NAME: TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO 1
DATE OF NAME CHANGE: 20030630
4
1
es1201222_4-eft.xml
OWNERSHIP DOCUMENT
X0306
4
2012-11-16
0
0000815097
CARNIVAL CORP
CCL
0001250969
ETERNITY FOUR TRUST
C/O NORTHERN TRUST COMPANY OF DELAWARE
1201 MARKET STREET, SUITE 1202
NEWCASTLE
DE
19801
0
0
1
0
Common Stock
2012-11-16
4
S
0
493013
37.4417
D
60549144
D
Common Stock
2012-11-19
4
S
0
466764
38.0868
A
60082380
D
These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated November 12, 2012, relating to the sale of up to 6,551,195 shares of Carnival Corporation Common Stock.
The transaction was executed in multiple trades at prices ranging from $37.00 to $37.99. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
The transaction was executed in multiple trades at prices ranging from $37.8150 to $38.35. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
/s/ John J. O'Neil, attorney-in-fact
2012-11-20