0000950142-12-002206.txt : 20121116 0000950142-12-002206.hdr.sgml : 20121116 20121116173733 ACCESSION NUMBER: 0000950142-12-002206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20121114 FILED AS OF DATE: 20121116 DATE AS OF CHANGE: 20121116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ETERNITY FOUR TRUST CENTRAL INDEX KEY: 0001250969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 121212735 BUSINESS ADDRESS: STREET 1: C/O NORTHERN TRUST COMPANY OF DELAWARE STREET 2: 1201 MARKET STREET, SUITE 1202 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 302-573-5829 MAIL ADDRESS: STREET 1: C/O NORTHERN TRUST COMPANY OF DELAWARE STREET 2: 1201 MARKET STREET, SUITE 1202 CITY: WILMINGTON STATE: DE ZIP: 19801 FORMER NAME: FORMER CONFORMED NAME: TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO 1 DATE OF NAME CHANGE: 20030630 4 1 es1201210_4-eft.xml OWNERSHIP DOCUMENT X0306 4 2012-11-14 0 0000815097 CARNIVAL CORP CCL 0001250969 ETERNITY FOUR TRUST C/O NORTHERN TRUST COMPANY OF DELAWARE 1201 MARKET STREET, SUITE 1202 NEWCASTLE DE 19801 0 0 1 0 Common Stock 2012-11-14 4 S 0 311090 38.1585 D 61335110 D Common Stock 2012-11-15 4 S 0 292953 37.4645 A 61042157 D These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated November 12, 2012, relating to the sale of up to 6,551,195 shares of Carnival Corporation Common Stock. The transaction was executed in multiple trades at prices ranging from $37.76 to $38.70. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The transaction was executed in multiple trades at prices ranging from $37.135 to $37.83. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Exhibit 24.1 attached hereto. /s/ John J. O'Neil, attorney-in-fact 2012-11-16 EX-24 2 es1201210_4-ex2401.htm EXHIBIT 24.1 Unassociated Document
EXHIBIT 24.1
 

 
POWER OF ATTORNEY
 
  Know all by these presents, that each of the undersigned parties hereby constitutes and appoints each of Eric Goodison and John J. O’Neil, signing singly, such party's true and lawful attorney-in-fact to:
 
(1)       execute for and on behalf of such party, all documents relating to the reporting of beneficial ownership of securities required to be filed with the United States Securities and Exchange Commission (the “SEC”) pursuant to Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder (the “Exchange Act”), including, without limitation, Form 3, Form 4 and Form 5 and successive forms thereto;
 
(2)       do and perform any and all acts for and on behalf of such party that may be necessary or desirable to complete and execute any such documents, complete and execute any amendment or amendments thereto, and timely file such documents with the SEC and any stock exchange, automated quotation system or similar authority; and
 
(3)       take any other action of any type whatsoever in furtherance of the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, such party, it being understood that the documents executed by such attorney-in-fact on behalf of such party pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.
 
Such party hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as such party might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of such party, are not assuming, nor is Carnival Corporation or Carnival plc assuming, any of the undersigned's responsibilities to comply with the Exchange Act.
 
This Power of Attorney shall remain in full force and effect until such party is no longer required to file such documents with respect to such party’s holdings of and transactions in securities issued by the Carnival Corporation or Carnival plc, unless earlier revoked by such party in a signed writing delivered to the foregoing attorneys-in-fact.
 
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 12th day of November, 2012.
 
ETERNITY FOUR TRUST
 
By:  THE NORTHERN TRUST
COMPANY OF DELAWARE, as Trustee
  
     
 
By:
   /s/ Maria N. Iversen  
   
Name:  Maria N. Iversen
  
   
Title:    Vice President