0000950142-11-001653.txt : 20110923
0000950142-11-001653.hdr.sgml : 20110923
20110923144442
ACCESSION NUMBER: 0000950142-11-001653
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110922
FILED AS OF DATE: 20110923
DATE AS OF CHANGE: 20110923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARISON MICKY MEIR
CENTRAL INDEX KEY: 0001142244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 111104989
MAIL ADDRESS:
STREET 1: C/O PAUL WEISS RIFKIND WHARTON
STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019-6064
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
4
1
es1100688_form4-ccl.xml
OWNERSHIP DOCUMENT
X0304
4
2011-09-22
0
0000815097
CARNIVAL CORP
CCL
0001142244
ARISON MICKY MEIR
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
1
1
0
Chairman & CEO
Common Stock
2011-09-22
4
M
0
120000
22.57
A
218783
D
Common Stock
2011-09-22
4
F
0
98783
31.27
D
120000
D
Common Stock
2011-09-22
5
G
0
E
120000
0
D
0
D
Common Stock
2011-09-22
5
G
0
E
120000
0
A
1321696
I
By Nickel 2003 Revocable Trust
Stock Option (Right to Buy)
22.57
2011-09-22
4
M
0
120000
0
A
2011-10-08
Common Stock
120000
0
D
The transactions reported in this Form 4 reflect the exercise of options to purchase 120,000 shares of Carnival Corporation common stock by Mr. Arison on September 22, 2011. The options had been granted to Mr. Arison pursuant to the Amended and Restated Carnival Corporation 1992 Stock Option Plan in 2001. The options were due to expire on October 8, 2011. The purchase price of each share of common stock (which includes each paired Trust Share) was $22.57. In accordance with rule 16b-3(e), Mr. Arison delivered 98,783 shares of Carnival common stock, each paired with one Trust Share, to pay the purchase price and applicable withholding taxes.
Determined in accordance with the terms of the Amended and Restated Carnival Corporation 1992 Stock Option Plan, and represents the closing price of shares of Carnival Corporation common stock on September 22, 2011.
The options vested 20% per year over 5 years beginning on the first anniversary of the grant date.
/s/ Micky Arison
2011-09-23