0000950142-11-001649.txt : 20110923 0000950142-11-001649.hdr.sgml : 20110923 20110923141022 ACCESSION NUMBER: 0000950142-11-001649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110922 FILED AS OF DATE: 20110923 DATE AS OF CHANGE: 20110923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEREZ ARNALDO CENTRAL INDEX KEY: 0001248899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 111104900 MAIL ADDRESS: STREET 1: 3655 NW 87TH AVE STREET 2: C/O CARNIVAL CORP CITY: MIAMI STATE: FL ZIP: 33178-2428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 es1100697_form4-apccl.xml OWNERSHIP DOCUMENT X0304 4 2011-09-22 0 0000815097 CARNIVAL CORP CCL 0001248899 PEREZ ARNALDO CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 0 1 0 0 SVP, Gen Counsel & Secretary Common Stock 2011-09-22 4 M 0 18000 22.57 A 75211.7112 D Common Stock 2011-09-22 4 S 0 18000 31.59 D 57211.7112 D Stock Option (Right to Buy) 22.57 2011-09-22 4 M 0 18000 0 D 2011-10-08 Common Stock 18000 0 D Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan. The options vested 20% per year over 5 years beginning on the first anniversary of the grant date. /s/ Arnaldo Perez 2011-09-23