0000950142-11-001649.txt : 20110923
0000950142-11-001649.hdr.sgml : 20110923
20110923141022
ACCESSION NUMBER: 0000950142-11-001649
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110922
FILED AS OF DATE: 20110923
DATE AS OF CHANGE: 20110923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PEREZ ARNALDO
CENTRAL INDEX KEY: 0001248899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 111104900
MAIL ADDRESS:
STREET 1: 3655 NW 87TH AVE
STREET 2: C/O CARNIVAL CORP
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
4
1
es1100697_form4-apccl.xml
OWNERSHIP DOCUMENT
X0304
4
2011-09-22
0
0000815097
CARNIVAL CORP
CCL
0001248899
PEREZ ARNALDO
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
0
1
0
0
SVP, Gen Counsel & Secretary
Common Stock
2011-09-22
4
M
0
18000
22.57
A
75211.7112
D
Common Stock
2011-09-22
4
S
0
18000
31.59
D
57211.7112
D
Stock Option (Right to Buy)
22.57
2011-09-22
4
M
0
18000
0
D
2011-10-08
Common Stock
18000
0
D
Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.
The options vested 20% per year over 5 years beginning on the first anniversary of the grant date.
/s/ Arnaldo Perez
2011-09-23