-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FhH3KesMqXfQYvuIAgXIEZlxImdVFDMVcwSh4SSjCbkEn3PgprK+pccfEV6y6zDU D8iC4O3tcPMJ6/Zwhe9ZqQ== 0000950142-10-001624.txt : 20101102 0000950142-10-001624.hdr.sgml : 20101102 20101102183925 ACCESSION NUMBER: 0000950142-10-001624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101029 FILED AS OF DATE: 20101102 DATE AS OF CHANGE: 20101102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAFASA CONTINUED IRREVOCABLE TRUST CENTRAL INDEX KEY: 0001291618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 101159528 BUSINESS ADDRESS: STREET 1: C/O JMD DELAWARE, INC.,AS TRUSTEE STREET 2: 1201 MARKET STREET, 18TH FLOOR CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 212-373-3379 MAIL ADDRESS: STREET 1: C/O JMD DELAWARE, INC.,AS TRUSTEE STREET 2: 1201 MARKET STREET, 18TH FLOOR CITY: WILMINGTON STATE: DE ZIP: 19801 4 1 form4_ccl102910ex.xml X0303 4 2010-10-29 0 0000815097 CARNIVAL CORP CCL 0001291618 JAFASA CONTINUED IRREVOCABLE TRUST C/O JMD DELAWARE, INC., AS TRUSTEE 1201 MARKET STREET, 18TH FLOOR WILMINGTON DE 19801 0 0 0 1 See footnote 1 below Common Stock 2010-10-29 4 S 0 105100 42.8754 D 894900 D Common Stock 2010-11-01 4 S 0 100900 43.0870 D 794000 D Common Stock 2010-11-02 4 S 0 44000 43.4344 D 750000 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. This transaction was executed in multiple trades at prices ranging from $42.4300 to $43.1715. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $42.4500 to $43.7100. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $43.2500 to $43.7100. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. /s/ John J. O'Neil, Authorized Signatory, JMD Delaware, Inc., Trustee 2010-11-02 -----END PRIVACY-ENHANCED MESSAGE-----