-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F72L3ZBH+f/vMxP4wxXX4iVUdXmTIWmEYYY03wlcMrHF9Vkq+GAJPezqZ3x2o9IS FxKZfyGQNYKaR4s7MtORmA== 0000950142-09-001681.txt : 20091019 0000950142-09-001681.hdr.sgml : 20091019 20091019171559 ACCESSION NUMBER: 0000950142-09-001681 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091015 FILED AS OF DATE: 20091019 DATE AS OF CHANGE: 20091019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MBA I, L.P. CENTRAL INDEX KEY: 0001251561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 091126500 BUSINESS ADDRESS: STREET 1: 1201 NORTH MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19899-1347 BUSINESS PHONE: 305-599-2600 MAIL ADDRESS: STREET 1: 1201 NORTH MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19899-1347 FORMER NAME: FORMER CONFORMED NAME: MBA I LLC DATE OF NAME CHANGE: 20030701 4 1 form4-mba_cc101509ex.xml FORM 4 X0303 4 2009-10-15 0 0000815097 CARNIVAL CORP CCL 0001251561 MBA I, L.P. ATTN: DAVID LEY HAMILTON 1201 NORTH MARKET STREET, 18TH FLOOR WILMINGTON DE 19801 0 0 1 1 See Remarks Common Stock 2009-10-15 4 S 0 13117 33.3639 D 900000 D These shares were sold pursuant to a Rule 10b-5-1(c) sales plan dated August 12, 2009. This transaction was executed in multiple trades at prices ranging from $33.2400 to $33.4600. The price reported above reflects the weighted average purchase price on the dates indicated. The reporting person ehreby undertakes to provide upon request to the SEC staff, the issuer or a security holder of hte issuer full information regarding teh number of shares and prices at whch the transactions werer effected. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. /s/ John J. O'Neil, Vice President of MDT I, Inc., as General Partner of MBA I, L.P. 2009-10-19 -----END PRIVACY-ENHANCED MESSAGE-----