-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gr6Aqn8KuR7Ea8F5nm2ioT+A0bj2bRPlIs4nCAQ2lH3tceJF1hkpBd4HpEk+cmTj i7KA/vDWt4S5yVBob/a+Ew== 0000950142-09-001626.txt : 20091013 0000950142-09-001626.hdr.sgml : 20091012 20091013171455 ACCESSION NUMBER: 0000950142-09-001626 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091008 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MBA I, L.P. CENTRAL INDEX KEY: 0001251561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 091117587 BUSINESS ADDRESS: STREET 1: 1201 NORTH MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19899-1347 BUSINESS PHONE: 305-599-2600 MAIL ADDRESS: STREET 1: 1201 NORTH MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19899-1347 FORMER NAME: FORMER CONFORMED NAME: MBA I LLC DATE OF NAME CHANGE: 20030701 4 1 form4-mba_cc100809ex.xml X0303 4 2009-10-08 0 0000815097 CARNIVAL CORP CCL 0001251561 MBA I, L.P. ATTN: DAVID LEY HAMILTON 1201 NORTH MARKET STREET, 18TH FLOOR WILMINGTON DE 19801 0 0 1 1 See Remarks Common Stock 2009-10-08 4 S 0 14286 33.3341 D 970261 D Common Stock 2009-10-09 4 S 0 14286 32.8211 D 955975 D Common Stock 2009-10-12 4 S 0 14286 32.7113 D 941689 D These shares were sold pursuant to a Rule 10b-5-1(c) sales plan dated August 12, 2009. This transaction was executed in multiple trades at prices ranging from $32.9800 to $33.7500. The price reported above reflects the weighted average purchase price on the dates indicated. The reporting person ehreby undertakes to provide upon request to the SEC staff, the issuer or a security holder of hte issuer full information regarding teh number of shares and prices at whch the transactions werer effected. This transaction was executed in multiple trades at prices ranging from $32.6000 to $33.2500. The price reported above reflects the weighted average purchase price on the dates indicated. The reporting person ehreby undertakes to provide upon request to the SEC staff, the issuer or a security holder of hte issuer full information regarding teh number of shares and prices at whch the transactions werer effected. This transaction was executed in multiple trades at prices ranging from $32.3900 to $33.1400. The price reported above reflects the weighted average purchase price on the dates indicated. The reporting person ehreby undertakes to provide upon request to the SEC staff, the issuer or a security holder of hte issuer full information regarding teh number of shares and prices at whch the transactions werer effected. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. /s/ John J. O'Neil, Vice President of MDT I, Inc., as General Partner of MBA I, L.P. 2009-10-13 -----END PRIVACY-ENHANCED MESSAGE-----