-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BYP9CbL/PsvEHk/MZgLTd+isf3njhQZFCv5mQSPcLe7EpJmmmR8cIRS3WmYQdMnv b3gZbMGrlGFgsTMsxQe3OQ== 0000950142-09-001385.txt : 20090916 0000950142-09-001385.hdr.sgml : 20090916 20090916174209 ACCESSION NUMBER: 0000950142-09-001385 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090910 FILED AS OF DATE: 20090916 DATE AS OF CHANGE: 20090916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICKEL CONTINUED IRREVOCABLE TRUST CENTRAL INDEX KEY: 0001470522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 091073103 BUSINESS ADDRESS: STREET 1: ATTENTION: DAVID LEY HAMILTON STREET 2: 1201 NORTH MARKET STREET, 18TH FLOOR CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 302-658-9200 MAIL ADDRESS: STREET 1: ATTENTION: DAVID LEY HAMILTON STREET 2: 1201 NORTH MARKET STREET, 18TH FLOOR CITY: WILMINGTON STATE: DE ZIP: 19801 4/A 1 form4a-nci_cc091009ex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0303 4/A 2009-09-10 2009-09-14 0 0000815097 CARNIVAL CORP CCL 0001470522 NICKEL CONTINUED IRREVOCABLE TRUST ATTENTION: DAVID LEY HAMILTON 1201 NORTH MARKET STREET, 18TH FLOOR WILMINGTON DE 19801 0 0 1 1 See Remarks Common Stock 2009-09-10 4 S 0 42491 32.0535 D 1696166 D Common Stock 2009-09-11 4 S 0 42491 32.6841 D 1653675 D These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated August 12, 2009. This transaction was executed in multiple trades at prices ranging from $31.6800 to $32.3200. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $32.4400 to $32.9400. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The Form 4 which reported trades executed on September 10, 2009 disclosed an incorrect transaction date. This form sets forth the correct date and sets forth the correct amount of shares sold on September 11, 2009. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of CarnivalCorporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is amember of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for anyother purpose. /s/ John J. O'Neil, Vice President of JMD Delaware, Inc., as Trustee for Nickel Continued Irrevocable Trust 2009-09-16 -----END PRIVACY-ENHANCED MESSAGE-----