-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LY7WLEzhn7Me3BHrv3al1uZxjZVgPecp4BOwLb3Ccy80Z7EP67e6m0jdQgd/0f1V q8fMuXWBjfKYa1A1hbTT3A== 0000950142-09-001193.txt : 20090818 0000950142-09-001193.hdr.sgml : 20090818 20090818200639 ACCESSION NUMBER: 0000950142-09-001193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090814 FILED AS OF DATE: 20090818 DATE AS OF CHANGE: 20090818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICKEL CONTINUED IRREVOCABLE TRUST CENTRAL INDEX KEY: 0001470522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 091022700 BUSINESS ADDRESS: STREET 1: ATTENTION: DAVID LEY HAMILTON STREET 2: 1201 NORTH MARKET STREET, 18TH FLOOR CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 302-658-9200 MAIL ADDRESS: STREET 1: ATTENTION: DAVID LEY HAMILTON STREET 2: 1201 NORTH MARKET STREET, 18TH FLOOR CITY: WILMINGTON STATE: DE ZIP: 19801 4 1 form4-nci_cc081409ex.xml FORM 4 X0303 4 2009-08-14 0 0000815097 CARNIVAL CORP CCL 0001470522 NICKEL CONTINUED IRREVOCABLE TRUST ATTENTION: DAVID LEY HAMILTON 1201 NORTH MARKET STREET, 18TH FLOOR WILMINGTON DE 19801 0 0 1 1 See Remarks Common Stock 2009-08-14 4 S 0 2167 30.2354 D 2122393 D These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated August 12, 2009. This transaction was executed in multiple trades at prices ranging from $30.0600 to $30.4300 . The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of CarnivalCorporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is amember of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for anyother purpose. /s/ Eric Goodison, Vice President of JMD Delaware, Inc., as Trustee for Nickel Continued Irrevocable Trust 2009-08-18 -----END PRIVACY-ENHANCED MESSAGE-----