-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V5pqRt0Y8bu92jDqNz4vpaHzcx7YIvN91ESGQvq3NMcL//sYN9c+hkmflwR8ND1B RXekxbcAtL8sQBa24o8HkA== 0000950142-07-000079.txt : 20070108 0000950142-07-000079.hdr.sgml : 20070108 20070108213049 ACCESSION NUMBER: 0000950142-07-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070104 FILED AS OF DATE: 20070108 DATE AS OF CHANGE: 20070108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON SHARI CENTRAL INDEX KEY: 0001252940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 07518853 MAIL ADDRESS: STREET 1: C/O ISRAEL ARISON FOUNDATION STREET 2: MARCA 2 GOLDA CENTER 23SHAVI M BLVD CITY: TEL AVIV STATE: L3 ZIP: 64367 4 1 form4-shari010407a_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2007-01-04 0 0000815097 CARNIVAL CORP CCL 0001252940 ARISON SHARI C/O ISRAEL ARISON FOUNDATION MARCAZ GOLDA CTR 23 SHAUL HAMALECH BLVD TEL AVIV L3 64367 ISRAEL 0 0 0 1 See Footnote (1) Common Stock 1200 I By Children Common Stock 5102708 D Common Stock 2007-01-04 4 S 0 6100 50.58 D 5096608 D Common Stock 2007-01-04 4 S 0 1500 50.60 D 5095108 D Common Stock 2007-01-04 4 S 0 900 50.61 D 5094208 D Common Stock 2007-01-04 4 S 0 3900 50.62 D 5090308 D Common Stock 2007-01-04 4 S 0 1900 50.63 D 5088408 D Common Stock 2007-01-04 4 S 0 2200 50.64 D 5086208 D Common Stock 2007-01-04 4 S 0 800 50.66 D 5085408 D Common Stock 2007-01-04 4 S 0 100 50.68 D 5085308 D Common Stock 2007-01-04 4 S 0 2800 50.69 D 5082508 D Common Stock 2007-01-04 4 S 0 500 50.71 D 5082008 D Common Stock 2007-01-04 4 S 0 2400 50.72 D 5079608 D Common Stock 2007-01-04 4 S 0 1900 50.76 D 5077708 D Common Stock 2007-01-04 4 S 0 8000 50.77 D 5069708 D Common Stock 2007-01-04 4 S 0 1400 50.78 D 5068308 D Common Stock 2007-01-04 4 S 0 1500 50.79 D 5066808 D Common Stock 2007-01-04 4 S 0 1200 50.80 D 5065608 D Common Stock 2007-01-04 4 S 0 5400 50.81 D 5060208 D Common Stock 2007-01-04 4 S 0 1300 50.82 D 5058908 D Common Stock 2007-01-04 4 S 0 500 50.83 D 5058408 D Common Stock 2007-01-04 4 S 0 2800 50.85 D 5055608 D Common Stock 2007-01-04 4 S 0 3200 50.86 D 5052408 D Common Stock 2007-01-04 4 S 0 5300 50.87 D 5047108 D Common Stock 2007-01-04 4 S 0 3100 50.88 D 5044008 D Common Stock 2007-01-04 4 S 0 8500 50.89 D 5035508 D Common Stock 2007-01-04 4 S 0 5100 50.90 D 5030408 D Common Stock 2007-01-04 4 S 0 3200 50.91 D 5027208 D Common Stock 2007-01-04 4 S 0 100 50.92 D 5027108 D Common Stock 2007-01-04 4 S 0 3800 50.93 D 5023308 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. Since the reporting person's last report, 5,102,708 shares of common stock held through Eternity Trust (formerly, Shari Arison Irrevocable Guernsey Trust) have been distributed to the reporting person. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated January 3, 2007. EXHIBIT LIST Exhibit 24.1 -- Power of Attorney Form 1 of 2 Forms 4 /s/ John J. O'Neil, Attorney-in-Fact 2007-01-08 EX-24 2 ex24-1form4_shari010407.txt EXHIBIT 24.1 EXHIBIT 24.1 ------------ POWER OF ATTORNEY Know all by these present, that the undersigned party hereby constitutes and appoints John J. O'Neil, such party's true and lawful attorney-in-fact to: (1) execute for and on behalf of such party, all documents relating to the reporting of beneficial ownership of securities required to be filed with the United States Securities and Exchange Commission (the "SEC") pursuant to Section 13(d) or Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder (the "Exchange Act"), including, without limitation, Schedule 13D and Form 3, Form 4 and Form 5 and successive forms thereto; (2) do and perform any and all acts for and on behalf of such party that may be necessary or desirable to complete and execute any such documents, complete and execute any amendment or amendments thereto, and timely file such documents with the SEC and any stock exchange, automated quotation system or similar authority; and (3) take any other action of any type whatsoever in furtherance of the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, such party, it being understood that the documents executed by such attorney-in-fact on behalf of such party pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. Such party hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as such party might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of such party, are not assuming, nor is Carnival Corporation or Carnival plc assuming, any of the undersigned's responsibilities to comply with the Exchange Act. This Power of Attorney shall remain in full force and effect until such party is no longer required to file such documents with respect to such party's holdings of and transactions in securities issued by the Carnival Corporation or Carnival plc, unless earlier revoked by such party in a signed writing delivered to the foregoing attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th day of January, 2007. /s/ Shari Arison - ---------------------- Name: Shari Arison -----END PRIVACY-ENHANCED MESSAGE-----