-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tv7ybyfTS9YhSqKk9S0GWqAOSWI2XS1CvBZbnRoQ/5pmcs0cyN24ihprVXJAin8A mEVYjJVpfvUOKm2uueUjsA== 0000950142-05-002474.txt : 20050909 0000950142-05-002474.hdr.sgml : 20050909 20050909172958 ACCESSION NUMBER: 0000950142-05-002474 CONFORMED SUBMISSION TYPE: S-3/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050909 DATE AS OF CHANGE: 20050909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-106293-02 FILM NUMBER: 051078565 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: S-3/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-106293 FILM NUMBER: 051078566 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 S-3/A 1 form_s3a1.txt POST EFFECTIVE AMENDMENT NO. 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 9, 2005 REGISTRATION NO. 333-106293 - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _______________________ POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ______________________ CARNIVAL CORPORATION CARNIVAL PLC - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) REPUBLIC OF PANAMA ENGLAND AND WALES - -------------------------------------------------------------------------------- (State or other jurisdiction of incorporation or organization) 59-1562976 98-0357772 - -------------------------------------------------------------------------------- (I.R.S. Employer Identification No.) CARNIVAL HOUSE CARNIVAL PLACE 5 GAINSFORD STREET 3655 N.W. 87TH AVENUE STREET LONDON SE1 2NE MIAMI, FLORIDA 33178-2428 UNITED KINGDOM - -------------------------------------------------------------------------------- (Address, including ZIP code, of registrants' principal executive offices) (305) 599-2600 011 44 20 7940 5381 - -------------------------------------------------------------------------------- (Registrant's telephone number, including area code) ARNALDO PEREZ, ESQ. SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY CARNIVAL CORPORATION & PLC 3655 N.W. 87TH AVENUE MIAMI, FLORIDA 33178-2428 (305) 599-2600 (Name, address, including zip code, and telephone number, including area code, of agent for service) COPIES TO: JOHN C. KENNEDY, ESQ. PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 1285 AVENUE OF THE AMERICAS NEW YORK, NY 10019 (212) 373-3000 ______________________ APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO PUBLIC: Not applicable. If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. [_] If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended, other than securities offered only in connection with dividend or interest reinvestment plans, please check the following box. [_] If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: [_] _________ If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: [_] _________ If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. [_] _______________ EXPLANATORY NOTE Pursuant to a Registration Statement on Form S-3 (File No. 333-106293) (the "Registration Statement"), Carnival Corporation and Carnival plc registered the resale (the "Offering") by the selling securityholders named therein of (i) up to $889,000,000 aggregate principal amount of Carnival Corporation's Senior Convertible Debentures due 2033 (the "Debentures"), (ii) up to 20,896,657 shares of Carnival Corporation Common Stock, par value $0.01 per share (the "Common Stock") (plus an indeterminate number of additional shares of Common Stock that could be issued upon conversion of the Debentures as a result of conversion price adjustments), (iii) 20,896,657 trust shares of beneficial interest in the P&O Princess Special Voting Trust (the "Trust Shares"), (iv) one (1) Carnival plc Special Voting Share and (v) the related Carnival plc Guarantees of the Debentures (the "Guarantees," and collectively with the Debentures, Common Stock, Trust Shares, and the Carnival plc Special Voting Share, the "Securities"). The Registration Statement was declared effective on July 3, 2003. Carnival Corporation and Carnival plc are no longer required to keep the Registration Statement effective pursuant to the terms of the Registration Rights Agreement, dated as of April 29, 2003, among Carnival Corporation, Carnival plc, Merrill Lynch & Co. and Merrill Lynch, Pierce, Fenner and Smith Incorporated. Accordingly, this Post-Effective Amendment No. 1 to the Registration Statement is being filed for the purpose of withdrawing from registration the Securities that were not sold in the Offering. 2 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Miami, State of Florida, on September 9, 2005. CARNIVAL CORPORATION CARNIVAL PLC By:/s/ Gerald R. Cahill By: /s/ Gerald R. Cahill --------------------------- ---------------------------- Name: Gerald R. Cahill Name: Gerald R. Cahill Title: Executive Vice President Title: Executive Vice President and Chief Financial and and Chief Financial and Accounting Officer Accounting Officer Pursuant to the requirements of the Securities Act of 1933, as amended, this Post Effective Amendment No. 1 to the Registration Statement has been signed on September 9, 2005 by the following persons in the capacities indicated.
- ------------------------------------------------------------ -------------------------------------------------------- CARNIVAL CORPORATION CARNIVAL PLC - ------------------------------------------------------------ -------------------------------------------------------- SIGNATURES TITLE SIGNATURES TITLE * Chairman of the Board of * Chairman of the Board - ------------------------ Directors and Chief ------------------------- of Directors and Chief Micky Arison Executive Officer Micky Arison Executive Officer * Vice Chairman of the * Vice-Chairman of the - ------------------------ Board of Directors and ------------------------- Board of Directors and Howard S. Frank Chief Operating Officer Howard S. Frank Chief Operating Officer /s/ Gerald R. Cahill Executive Vice President /s/ Gerald R. Cahill Executive Vice President - ------------------------ and Chief Financial and ------------------------- and Chief Financial and Gerald R. Cahill Accounting Officer Gerald R. Cahill Accounting Officer * Director * Director - ------------------------ ------------------------- Richard G. Capen, Jr. Richard G. Capen, Jr.
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- ------------------------------------------------------------ -------------------------------------------------------- CARNIVAL CORPORATION CARNIVAL PLC - ------------------------------------------------------------ -------------------------------------------------------- SIGNATURES TITLE SIGNATURES TITLE * Director * Director - ------------------------ ------------------------- Robert H. Dickinson Robert H. Dickinson * Director * Director - ------------------------ ------------------------- Arnold W. Donald Arnold W. Donald * Director * Director - ------------------------ ------------------------- Pier Luigi Foschi Pier Luigi Foschi Director Director - ------------------------ ------------------------- Richard J. Glasier Richard J. Glasier Director Director - ------------------------ ------------------------- Baroness Hogg Baroness Hogg Director Director - ------------------------ ------------------------- A. Kirk Lanterman A. Kirk Lanterman * Director * Director - ------------------------ ------------------------- Modesto A. Maidique Modesto A. Maidique Director Director - ------------------------ ------------------------- John P. McNulty John P. McNulty * Director * Director - ------------------------ ------------------------- Sir John Parker Sir John Parker * Director * Director - ------------------------ ------------------------- Peter G. Ratcliffe Peter G. Ratcliffe Director Director - ------------------------ ------------------------- Stuart Subotnick Stuart Subotnick Director Director - ------------------------ ------------------------- Uzi Zucker Uzi Zucker
*By: /s/ Gerald R. Cajill ---------------------------- Gerald R. Cahill Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----