-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JoM05RE1UxJ9WBpu8xaGlpHtE0+CrXXy/dtf27o4Stqo2atyPEgLtxq9AAKl7CKB jXa5k6Gms2Ns05uOas0WBw== 0000950142-04-003736.txt : 20041101 0000950142-04-003736.hdr.sgml : 20041101 20041101202555 ACCESSION NUMBER: 0000950142-04-003736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041029 FILED AS OF DATE: 20041101 DATE AS OF CHANGE: 20041101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 041111455 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma102904_ccex.xml FORM 4 X0202 4 2004-10-29 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-10-29 4 S 0 3000 50.15 D 3955493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 5000 50.17 D 3950493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 1500 50.21 D 3948993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 500 50.24 D 3948493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 700 50.26 D 3947793 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 1300 50.28 D 3946493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 2500 50.34 D 3943993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 1900 50.36 D 3942093 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 1100 50.37 D 3940993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 2500 50.39 D 3938493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 1500 50.40 D 3936993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 500 50.41 D 3936493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 9200 50.45 D 3927293 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 6800 50.46 D 3920493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 500 50.47 D 3919993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 5600 50.48 D 3914393 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 4600 50.50 D 3909793 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 1100 50.52 D 3908693 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 2600 50.55 D 3906093 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 23000 50.56 D 3883093 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 8400 50.57 D 3874693 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 5200 50.59 D 3869493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 4900 50.60 D 3864593 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 100 50.61 D 3864493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 5700 50.67 D 3858793 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-29 4 S 0 300 50.68 D 3858493 I By the Nickel 1997 Irrevocable Trust The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-11-01 -----END PRIVACY-ENHANCED MESSAGE-----