-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pi2Jdo1U+CJTlRlFnI2MqHI59xFbyI2Vyi9V10lXN6skaBBewLJwteds7VHlYqz6 JVx2HVVtZGWgBRGIjI6dJQ== 0000950142-04-003672.txt : 20041022 0000950142-04-003672.hdr.sgml : 20041022 20041022190524 ACCESSION NUMBER: 0000950142-04-003672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041020 FILED AS OF DATE: 20041022 DATE AS OF CHANGE: 20041022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 041092815 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma102004_ccex.xml FORM 4 X0202 4 2004-10-20 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-10-20 4 S 0 30000 49.05 D 4331493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 3700 49.20 D 4327793 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 600 49.21 D 4327193 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 800 49.22 D 4326393 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 200 49.23 D 4326193 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 300 49.24 D 4325893 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 62400 49.25 D 4263493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 2000 49.26 D 4261493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 7600 49.50 D 4253893 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 2600 49.51 D 4251293 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 4100 49.52 D 4247193 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 4200 49.53 D 4242993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 4000 49.54 D 4238993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 1300 49.55 D 4237693 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 800 49.56 D 4236893 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 400 49.57 D 4236493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-20 4 S 0 3000 49.58 D 4233493 I By the Nickel 1997 Irrevocable Trust The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-10-22 -----END PRIVACY-ENHANCED MESSAGE-----