-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BUYBAksM7PPdzIBqZs5OVfNRL66URj6S09eOqhrWjD6f/Rv1zT4UimpzJotrIIwa AnrtFerXEK8Riihs2fwyUg== 0000950142-04-003616.txt : 20041018 0000950142-04-003616.hdr.sgml : 20041018 20041018185635 ACCESSION NUMBER: 0000950142-04-003616 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041014 FILED AS OF DATE: 20041018 DATE AS OF CHANGE: 20041018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON FAMILY FOUNDATION USA INC CENTRAL INDEX KEY: 0001251556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 041084009 BUSINESS ADDRESS: STREET 1: C/OP AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL. CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: C/O AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL CITY: MIAMI STATE: FL ZIP: 33178 4 1 form4-taffusa101404_ccex.xml FORM 4 X0202 4 2004-10-14 0 0000815097 CARNIVAL CORP CCL 0001251556 TED ARISON FAMILY FOUNDATION USA INC C/O ARNALDO PEREZ 3655 NORTH WEST 87TH AVE. MIAMI FL 33178-2428 0 0 0 1 See footnote 2 below Common Stock 2004-10-14 4 S 0 3800 48.77 D 165479 D Common Stock 2004-10-14 4 S 0 1700 48.78 D 163779 D Common Stock 2004-10-14 4 S 0 1200 48.79 D 162579 D Common Stock 2004-10-14 4 S 0 8300 48.80 D 154279 D Common Stock 2004-10-14 4 S 0 1900 48.81 D 152379 D Common Stock 2004-10-14 4 S 0 4800 48.82 D 147579 D Common Stock 2004-10-14 4 S 0 3900 48.83 D 143679 D Common Stock 2004-10-14 4 S 0 27100 48.90 D 116579 D Common Stock 2004-10-14 4 S 0 900 48.91 D 115679 D Common Stock 2004-10-14 4 S 0 300 48.92 D 115379 D Common Stock 2004-10-14 4 S 0 1000 48.94 D 114379 D Common Stock 2004-10-14 4 S 0 100 48.95 D 114279 D Common Stock 2004-10-14 4 S 0 18400 48.96 D 95879 D Common Stock 2004-10-14 4 S 0 1600 48.97 D 94279 D Common Stock 2004-10-15 4 S 0 100 49.20 D 94179 D Common Stock 2004-10-15 4 S 0 1700 49.22 D 92479 D Common Stock 2004-10-15 4 S 0 100 49.24 D 92379 D Common Stock 2004-10-15 4 S 0 200 49.32 D 92179 D Common Stock 2004-10-15 4 S 0 400 49.33 D 91779 D The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated May 27, 2004. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. /s/ John J. O'Neil, Attorney-in-Fact for The Ted Arison Family Foundation USA, Inc. 2004-10-18 -----END PRIVACY-ENHANCED MESSAGE-----