-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BTbUBSfJNpD+trQQLtI9xR+JQwhS0WgCPfzG+KSD504GiuzZc+8X7Xof/UBiu71W WsQQZe876L8JaruqkyPf7A== 0000950142-04-003578.txt : 20041014 0000950142-04-003578.hdr.sgml : 20041014 20041014191414 ACCESSION NUMBER: 0000950142-04-003578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041012 FILED AS OF DATE: 20041014 DATE AS OF CHANGE: 20041014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON FAMILY FOUNDATION USA INC CENTRAL INDEX KEY: 0001251556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 041079726 BUSINESS ADDRESS: STREET 1: C/OP AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL. CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: C/O AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL CITY: MIAMI STATE: FL ZIP: 33178 4 1 form4-taffusa101204_ccex.xml FORM 4 X0202 4 2004-10-12 0 0000815097 CARNIVAL CORP CCL 0001251556 TED ARISON FAMILY FOUNDATION USA INC C/O ARNALDO PEREZ 3655 NORTH WEST 87TH AVE. MIAMI FL 33178-2428 0 0 0 1 See footnote 2 below Common Stock 2004-10-12 4 S 0 31700 48.28 D 227579 D Common Stock 2004-10-12 4 S 0 200 48.29 D 227379 D Common Stock 2004-10-12 4 S 0 100 48.31 D 227279 D Common Stock 2004-10-12 4 S 0 3100 48.32 D 224179 D Common Stock 2004-10-12 4 S 0 500 48.33 D 223679 D Common Stock 2004-10-12 4 S 0 10000 48.35 D 213679 D Common Stock 2004-10-12 4 S 0 700 48.41 D 212979 D Common Stock 2004-10-12 4 S 0 200 48.42 D 212779 D Common Stock 2004-10-12 4 S 0 3400 48.45 D 209379 D Common Stock 2004-10-12 4 S 0 2100 48.46 D 207279 D Common Stock 2004-10-12 4 S 0 3900 48.47 D 203379 D Common Stock 2004-10-12 4 S 0 6600 48.48 D 196779 D Common Stock 2004-10-12 4 S 0 1200 48.49 D 195579 D Common Stock 2004-10-12 4 S 0 100 48.50 D 195479 D Common Stock 2004-10-12 4 S 0 1600 48.51 D 193879 D Common Stock 2004-10-12 4 S 0 200 48.52 D 193679 D Common Stock 2004-10-12 4 S 0 2700 48.53 D 190979 D Common Stock 2004-10-12 4 S 0 1700 48.54 D 189279 D Common Stock 2004-10-13 4 S 0 11600 48.75 D 177679 D Common Stock 2004-10-13 4 S 0 5400 48.76 D 172279 D Common Stock 2004-10-13 4 S 0 2800 48.77 D 169479 D Common Stock 2004-10-13 4 S 0 100 48.78 D 169379 D Common Stock 2004-10-13 4 S 0 100 48.79 D 169279 D The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated May 27, 2004. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. /s/ John J. O'Neil, Attorney-in-Fact for The Ted Arison Family Foundation USA, Inc. 2004-10-14 -----END PRIVACY-ENHANCED MESSAGE-----