-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GRE0VjBqaHSQdzoDINfvGPFp690cZp5QMXMlKjfq8ySqHDGUX9LUKGEFRNPS+jT8 kVONJShrcYyI8gk/qojaXg== 0000950142-04-003475.txt : 20041006 0000950142-04-003475.hdr.sgml : 20041006 20041006195010 ACCESSION NUMBER: 0000950142-04-003475 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041004 FILED AS OF DATE: 20041006 DATE AS OF CHANGE: 20041006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON FAMILY FOUNDATION USA INC CENTRAL INDEX KEY: 0001251556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 041069237 BUSINESS ADDRESS: STREET 1: C/OP AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL. CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: C/O AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL CITY: MIAMI STATE: FL ZIP: 33178 4 1 form4-taffusa100404_ccex.xml FORM 4 X0202 4 2004-10-04 0 0000815097 CARNIVAL CORP CCL 0001251556 TED ARISON FAMILY FOUNDATION USA INC C/O ARNALDO PEREZ 3655 NORTH WEST 87TH AVE. MIAMI FL 33178-2428 0 0 0 1 See footnote 2 below Common Stock 2004-10-04 4 S 0 1500 48.40 D 442279 D Common Stock 2004-10-04 4 S 0 1500 48.50 D 440779 D Common Stock 2004-10-04 4 S 0 2000 48.55 D 438779 D Common Stock 2004-10-04 4 S 0 2500 48.58 D 436279 D Common Stock 2004-10-04 4 S 0 2000 48.73 D 434279 D Common Stock 2004-10-04 4 S 0 2200 48.74 D 432079 D Common Stock 2004-10-04 4 S 0 100 48.76 D 431979 D Common Stock 2004-10-04 4 S 0 400 48.77 D 431579 D Common Stock 2004-10-04 4 S 0 300 48.78 D 431279 D Common Stock 2004-10-04 4 S 0 24600 48.85 D 406679 D Common Stock 2004-10-04 4 S 0 600 48.86 D 406079 D Common Stock 2004-10-04 4 S 0 4700 48.87 D 401379 D Common Stock 2004-10-04 4 S 0 100 48.88 D 401279 D Common Stock 2004-10-04 4 S 0 19500 48.90 D 381779 D Common Stock 2004-10-04 4 S 0 2300 48.92 D 379479 D Common Stock 2004-10-04 4 S 0 8300 48.95 D 371179 D Common Stock 2004-10-04 4 S 0 15400 48.96 D 355779 D Common Stock 2004-10-04 4 S 0 6000 49.03 D 349779 D The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated May 27, 2004. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. /s/ John J. O'Neil, Attorney-in-Fact for The Ted Arison Family Foundation USA, Inc. 2004-10-06 -----END PRIVACY-ENHANCED MESSAGE-----