-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G/lau05rUKZcDAVG5rYKNReCOZrhAY4RidV++lo+4SxOPjGwgXNlwmxaDoWmOVQ7 nB/21HFKo2fuYk725NP1kg== 0000950142-04-003429.txt : 20041004 0000950142-04-003429.hdr.sgml : 20041004 20041004193605 ACCESSION NUMBER: 0000950142-04-003429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAFASA CONTINUED IRREVOCABLE TRUST CENTRAL INDEX KEY: 0001291618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 041064057 BUSINESS ADDRESS: STREET 1: C/O JMD DELAWARE, INC.,AS TRUSTEE STREET 2: 1201 MARKET STREET, 18TH FLOOR CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 212-373-3379 MAIL ADDRESS: STREET 1: C/O JMD DELAWARE, INC.,AS TRUSTEE STREET 2: 1201 MARKET STREET, 18TH FLOOR CITY: WILMINGTON STATE: DE ZIP: 19801 4 1 form4-jcit093004_ccex.xml FORM 4 X0202 4 2004-09-30 0 0000815097 CARNIVAL CORP CCL 0001291618 JAFASA CONTINUED IRREVOCABLE TRUST C/O JMD DELAWARE, INC.,AS TRUSTEE 1201 MARKET STREET, 18TH FLOOR WILMINGTON DE 19801 0 0 0 1 See footnote 1 below Common Stock 759010 I By TAMMS Investment Company, Limited Partnership Common Stock 2004-09-30 4 S 0 1000 47.09 D 3356550 D Common Stock 2004-09-30 4 S 0 500 47.10 D 3356050 D Common Stock 2004-09-30 4 S 0 1000 47.12 D 3355050 D Common Stock 2004-09-30 4 S 0 2000 47.20 D 3353050 D Common Stock 2004-09-30 4 S 0 1000 47.21 D 3352050 D Common Stock 2004-09-30 4 S 0 2000 47.28 D 3350050 D Common Stock 2004-09-30 4 S 0 2500 47.33 D 3347550 D Common Stock 2004-09-30 4 S 0 2500 47.36 D 3345050 D Common Stock 2004-09-30 4 S 0 100 47.38 D 3344950 D Common Stock 2004-09-30 4 S 0 4900 47.39 D 3340050 D Common Stock 2004-09-30 4 S 0 2500 47.40 D 3337550 D Common Stock 2004-09-30 4 S 0 2000 47.41 D 3335550 D Common Stock 2004-09-30 4 S 0 2000 47.42 D 3333550 D Common Stock 2004-09-30 4 S 0 6300 47.50 D 3327250 D Common Stock 2004-09-30 4 S 0 700 47.51 D 3326550 D Common Stock 2004-09-30 4 S 0 1000 47.73 D 3325550 D Common Stock 2004-09-30 4 S 0 2000 47.75 D 3323550 D Common Stock 2004-10-01 4 S 0 500 47.82 D 3323050 D Common Stock 2004-10-01 4 S 0 1500 47.85 D 3321550 D Common Stock 2004-10-01 4 S 0 900 47.90 D 3320650 D Common Stock 2004-10-01 4 S 0 100 47.91 D 3320550 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated May 27, 2004. /s/ John J. O'Neil, Authorized Signatory, JMD Delaware, Inc., Trustee 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----