-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TsQNQmhQe2abo2LwM2FrYjaHj7GOfDyNJLuiUoVcxDTPpChiC/QXZhHbTWtdwGrn CSz5vPcTkKdYx5YLlNUu5Q== 0000950142-04-003425.txt : 20041004 0000950142-04-003425.hdr.sgml : 20041004 20041004185936 ACCESSION NUMBER: 0000950142-04-003425 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 041063976 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma093004_ccex.xml FORM 4 X0202 4 2004-09-30 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-09-30 4 S 0 3900 47.10 D 5041493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 5500 47.11 D 5035993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 300 47.12 D 5035693 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 20000 47.20 D 5015693 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 7100 47.35 D 5008593 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 4900 47.36 D 5003693 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 2600 47.37 D 5001093 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 1600 47.38 D 4999493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 1800 47.39 D 4997693 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 26400 47.40 D 4971293 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 1200 47.41 D 4970093 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 4600 47.42 D 4965493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 3200 47.43 D 4962293 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 500 47.44 D 4961793 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 5900 47.45 D 4955893 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 900 47.46 D 4954993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 1900 47.47 D 4953093 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 4500 47.48 D 4948593 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 6800 47.50 D 4941793 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-30 4 S 0 3000 47.60 D 4938793 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-01 4 S 0 21300 47.85 D 4917493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-01 4 S 0 3100 47.86 D 4914393 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-01 4 S 0 3000 47.87 D 4911393 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-01 4 S 0 300 47.88 D 4911093 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-10-01 4 S 0 2300 47.90 D 4908793 I By the Nickel 1997 Irrevocable Trust The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----