-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HQpjvtq45Y+e4sBRVCPySpjSJcLzXjyZFsRvDJHgzQq4cXOMFrCeFdXhYxqZH5DR Ij5QQENPS4vUaMo16Z1u0w== 0000950142-04-003281.txt : 20040917 0000950142-04-003281.hdr.sgml : 20040917 20040917175925 ACCESSION NUMBER: 0000950142-04-003281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040915 FILED AS OF DATE: 20040917 DATE AS OF CHANGE: 20040917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 041036531 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma091504_ccex.xml FORM 4 X0202 4 2004-09-15 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-09-15 4 S 0 27400 47.30 D 5460993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-15 4 S 0 5000 47.31 D 5455993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-15 4 S 0 500 47.32 D 5455493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-15 4 S 0 2100 47.33 D 5453393 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 18000 47.55 D 5435393 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 6500 47.56 D 5428893 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 7000 47.57 D 5421893 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 1600 47.58 D 5420293 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 1900 47.59 D 5418393 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 35000 47.70 D 5383393 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 200 47.91 D 5383193 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 700 47.92 D 5382493 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 1800 47.93 D 5380693 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 600 47.94 D 5380093 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 25400 47.95 D 5354693 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 1300 47.96 D 5353393 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 1500 48.06 D 5351893 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 1300 48.07 D 5350593 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 2300 48.08 D 5348293 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 7700 48.15 D 5340593 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 200 48.16 D 5340393 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-16 4 S 0 15000 48.18 D 5325393 I By the Nickel 1997 Irrevocable Trust The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-09-17 -----END PRIVACY-ENHANCED MESSAGE-----