-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VUldw0gafhCNN6dDz0HelDx8zmgJBGujxgpM5XEXMe5R7vpdVGh45YMKgjThAOPn Mw5tUj6G+aAqUxeByWKO5w== 0000950142-04-003165.txt : 20040831 0000950142-04-003165.hdr.sgml : 20040831 20040831161723 ACCESSION NUMBER: 0000950142-04-003165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040827 FILED AS OF DATE: 20040831 DATE AS OF CHANGE: 20040831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 041008672 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma082704_ccex.xml FORM 4 X0202 4 2004-08-27 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-08-27 4 S 0 2500 45.15 D 5582755 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-08-27 4 S 0 1500 45.16 D 5581255 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-08-27 4 S 0 15000 45.25 D 5566255 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-08-27 4 S 0 2500 45.31 D 5563755 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-08-27 4 S 0 500 45.34 D 5563255 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-08-27 4 S 0 2000 45.36 D 5561255 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-08-27 4 S 0 15000 45.40 D 5546255 I By the Nickel 1997 Irrevocable Trust The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. The Nickel 1997 Irrevocable Trust was formerly known as the 1997 Irrevocable Trust for Micky Arison. On August 26, 2004, the 1997 Irrevocable Trust for Micky Arison changed its name to the Nickel 1997 Irrevocable Trust. /s/ Micky M. Arison 2004-08-31 -----END PRIVACY-ENHANCED MESSAGE-----