-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I4na97LcjgPr3Ji3w9Ztve5dk0/QEb65HQEUTis8Mec273Mv8meWoG/Uy3Nt5ajm 7sIy+Hz5A/gB8EEBR00fMg== 0000950142-04-002963.txt : 20040812 0000950142-04-002963.hdr.sgml : 20040812 20040812180932 ACCESSION NUMBER: 0000950142-04-002963 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040810 FILED AS OF DATE: 20040812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04971448 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma081004_ccex.xml FORM 4 X0202 4 2004-08-10 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-08-10 4 S 0 18000 43.75 D 6198855 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 500 43.76 D 6198355 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 100 43.79 D 6198255 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 200 43.82 D 6198055 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 3400 43.83 D 6194655 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 45200 43.85 D 6149455 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 1100 43.86 D 6148355 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 5700 43.87 D 6142655 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 6200 43.88 D 6136455 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 1500 43.89 D 6134955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 5400 43.90 D 6129555 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 2200 43.91 D 6127355 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 400 43.92 D 6126955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 1600 43.93 D 6125355 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 1000 43.94 D 6124355 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 8400 43.95 D 6115955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 800 43.96 D 6115155 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 2400 43.97 D 6112755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-10 4 S 0 900 43.98 D 6111855 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-08-12 -----END PRIVACY-ENHANCED MESSAGE-----