-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EgMEZ743ZvlXBZQeinld2mH5wJxsSSq6jHRvH9NWAU1RaZJSu9urDDGFPqJUrbyg KejmPxgRMQOd/ZNiWUggSw== 0000950142-04-002917.txt : 20040810 0000950142-04-002917.hdr.sgml : 20040810 20040810193252 ACCESSION NUMBER: 0000950142-04-002917 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040806 FILED AS OF DATE: 20040810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04965590 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma080604_ccex.xml FORM 4 X0202 4 2004-08-06 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-08-06 4 S 0 20000 44.00 D 6246855 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 300 43.31 D 6246555 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 100 43.60 D 6246455 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 4200 43.61 D 6242255 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 700 43.62 D 6241555 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 400 43.63 D 6241155 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 900 43.64 D 6240255 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 300 43.65 D 6239955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 300 43.66 D 6239655 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 800 43.68 D 6238855 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 200 43.69 D 6238655 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 5800 43.70 D 6232855 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 700 43.71 D 6232155 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 5800 43.72 D 6226355 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 1400 43.74 D 6224955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 7400 43.75 D 6217555 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-08-09 4 S 0 700 43.76 D 6216855 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-08-10 -----END PRIVACY-ENHANCED MESSAGE-----