-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LZmusR4eM0aCWlemCcAYQ/WOjBxbkgTWMWkarq3TZCSogFYe0tTROawNGIIqcNK1 MFl6uTpmmp3DDD5zWQ7BTw== 0000950142-04-002732.txt : 20040729 0000950142-04-002732.hdr.sgml : 20040729 20040729210123 ACCESSION NUMBER: 0000950142-04-002732 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040727 FILED AS OF DATE: 20040729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON FAMILY FOUNDATION USA INC CENTRAL INDEX KEY: 0001251556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04940402 BUSINESS ADDRESS: STREET 1: C/OP AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL. CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: C/O AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL CITY: MIAMI STATE: FL ZIP: 33178 4 1 form4-taffusa072704a_ccex.xml FORM 4 X0202 4 2004-07-27 0 0000815097 CARNIVAL CORP CCL 0001251556 TED ARISON FAMILY FOUNDATION USA INC C/O ARNALDO PEREZ 3655 NORTH WEST 87TH AVE. MIAMI FL 33178-2428 0 0 0 1 See footnote 2 below Common Stock 2004-07-27 4 S 0 3500 44.03 D 1177235 D Common Stock 2004-07-27 4 S 0 400 44.04 D 1176835 D Common Stock 2004-07-27 4 S 0 1200 44.06 D 1175635 D Common Stock 2004-07-27 4 S 0 3900 44.08 D 1171735 D Common Stock 2004-07-27 4 S 0 1000 44.09 D 1170735 D Common Stock 2004-07-27 4 S 0 36300 44.30 D 1134435 D Common Stock 2004-07-27 4 S 0 5000 44.31 D 1129435 D Common Stock 2004-07-27 4 S 0 23000 44.35 D 1106435 D Common Stock 2004-07-27 4 S 0 2000 44.37 D 1104435 D Common Stock 2004-07-27 4 S 0 5400 44.60 D 1099035 D Common Stock 2004-07-27 4 S 0 1000 44.61 D 1098035 D Common Stock 2004-07-27 4 S 0 2000 44.63 D 1096035 D Common Stock 2004-07-27 4 S 0 300 44.64 D 1095735 D Common Stock 2004-07-27 4 S 0 1300 44.65 D 1094435 D Common Stock 2004-07-27 4 S 0 17500 44.90 D 1076935 D Common Stock 2004-07-27 4 S 0 1000 44.91 D 1075935 D Common Stock 2004-07-27 4 S 0 200 44.92 D 1075735 D Common Stock 2004-07-27 4 S 0 1300 44.93 D 1074435 D Common Stock 2004-07-27 4 S 0 7400 45.40 D 1067035 D Common Stock 2004-07-27 4 S 0 3900 45.41 D 1063135 D Common Stock 2004-07-27 4 S 0 3600 45.43 D 1059535 D Common Stock 2004-07-27 4 S 0 100 45.53 D 1059435 D Common Stock 2004-07-27 4 S 0 1000 45.61 D 1058435 D Common Stock 2004-07-27 4 S 0 400 45.62 D 1058035 D Common Stock 2004-07-27 4 S 0 1500 45.63 D 1056535 D Common Stock 2004-07-27 4 S 0 600 45.66 D 1055935 D Common Stock 2004-07-27 4 S 0 5000 45.69 D 1050935 D Common Stock 2004-07-27 4 S 0 1500 45.70 D 1049435 D Common Stock 2004-07-27 4 S 0 200 45.80 D 1049235 D Common Stock 2004-07-27 4 S 0 2100 45.81 D 1047135 D The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated May 27, 2004. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. /s/ John J. O'Neil, Attorney-in-Fact for The Ted Arison Family Foundation USA, Inc. 2004-07-29 -----END PRIVACY-ENHANCED MESSAGE-----