-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EDd5ZWXq2xi1xDImALZZfDZqfpG5M7X6KulRLuoJJKdPA0tsybMx+lCPVTtedRTr FL9wT8KcdAOETYAKnpUJDQ== 0000950142-04-002518.txt : 20040716 0000950142-04-002518.hdr.sgml : 20040716 20040716174235 ACCESSION NUMBER: 0000950142-04-002518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040714 FILED AS OF DATE: 20040716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04918795 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma071404_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-07-14 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-07-14 4 S 0 4800 46.02 D 6996955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 5900 46.03 D 6991055 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 100 46.04 D 6990955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 100 46.07 D 6990855 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 900 46.08 D 6989955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 3200 46.09 D 6986755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 2500 46.15 D 6984255 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 400 46.17 D 6983855 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 5300 46.18 D 6978555 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 2300 46.19 D 6976255 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 4500 46.21 D 6971755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 5300 46.29 D 6966455 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 2100 46.30 D 6964355 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 1300 46.31 D 6963055 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 3700 46.32 D 6959355 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 4000 46.33 D 6955355 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 2300 46.34 D 6953055 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 500 46.35 D 6952555 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 800 46.36 D 6951755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 10000 46.39 D 6941755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 8500 46.40 D 6933255 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 2300 46.41 D 6930955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 1000 46.42 D 6929955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 2000 46.43 D 6927955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 5500 46.44 D 6922455 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 300 46.47 D 6922155 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-14 4 S 0 400 46.48 D 6921755 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-07-16 -----END PRIVACY-ENHANCED MESSAGE-----