-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AEUlWwY09hYAQF9gawVwCr3aPeO+J6j4FB9HNkgP4bXByVCt+OFOKRHq122eCxxH keFiYwOcgrN7qJ+fDF5wlA== 0000950142-04-002480.txt : 20040713 0000950142-04-002480.hdr.sgml : 20040713 20040713194051 ACCESSION NUMBER: 0000950142-04-002480 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040709 FILED AS OF DATE: 20040713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON FAMILY FOUNDATION USA INC CENTRAL INDEX KEY: 0001251556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04912832 BUSINESS ADDRESS: STREET 1: C/OP AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL. CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: C/O AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL CITY: MIAMI STATE: FL ZIP: 33178 4 1 form4-taffusa070904_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-07-09 0 0000815097 CARNIVAL CORP CCL 0001251556 TED ARISON FAMILY FOUNDATION USA INC C/O ARNALDO PEREZ 3655 NORTH WEST 87TH AVE. MIAMI FL 33178-2428 0 0 0 1 See footnote 2 below Common Stock 2004-07-09 4 S 0 15000 46.34 D 1557135 D Common Stock 2004-07-09 4 S 0 2500 46.50 D 1554635 D Common Stock 2004-07-09 4 S 0 12500 46.55 D 1542135 D Common Stock 2004-07-09 4 S 0 14700 46.60 D 1527435 D Common Stock 2004-07-09 4 S 0 1400 46.63 D 1526035 D Common Stock 2004-07-09 4 S 0 1800 46.64 D 1524235 D Common Stock 2004-07-09 4 S 0 200 46.66 D 1524035 D Common Stock 2004-07-09 4 S 0 100 46.67 D 1523935 D Common Stock 2004-07-09 4 S 0 1400 46.69 D 1522535 D Common Stock 2004-07-09 4 S 0 400 46.70 D 1522135 D Common Stock 2004-07-12 4 S 0 2000 46.37 D 1520135 D Common Stock 2004-07-12 4 S 0 6200 46.38 D 1513935 D Common Stock 2004-07-12 4 S 0 1800 46.39 D 1512135 D Common Stock 2004-07-12 4 S 0 3900 46.41 D 1508235 D Common Stock 2004-07-12 4 S 0 1000 46.43 D 1507235 D Common Stock 2004-07-12 4 S 0 100 46.44 D 1507135 D Common Stock 2004-07-12 4 S 0 11400 46.62 D 1495735 D Common Stock 2004-07-12 4 S 0 3600 46.63 D 1492135 D Common Stock 2004-07-12 4 S 0 15000 46.65 D 1477135 D Common Stock 2004-07-12 4 S 0 18600 46.70 D 1458535 D Common Stock 2004-07-12 4 S 0 1400 46.71 D 1457135 D Common Stock 2004-07-12 4 S 0 13100 46.75 D 1444035 D Common Stock 2004-07-12 4 S 0 300 46.76 D 1443735 D Common Stock 2004-07-12 4 S 0 100 46.79 D 1443635 D Common Stock 2004-07-12 4 S 0 100 46.82 D 1443535 D Common Stock 2004-07-12 4 S 0 1400 46.85 D 1442135 D The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated May 27, 2004. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. /s/ John J. O'Neil, Attorney-in-Fact for The Ted Arison Family Foundation USA, Inc. 2004-07-13 -----END PRIVACY-ENHANCED MESSAGE-----