-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ASIvYUvyhRoAv0hrTqX7OGLQPfQzwkbtrFrnzQm1iWot/5hxSzsDlu6bYmo0+UM8 biZX8Vlh2Oxm3vpRBZIjQw== 0000950142-04-002464.txt : 20040713 0000950142-04-002464.hdr.sgml : 20040713 20040713192515 ACCESSION NUMBER: 0000950142-04-002464 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040712 FILED AS OF DATE: 20040713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04912804 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma071204_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-07-12 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-07-12 4 S 0 2000 46.37 D 7099755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 5900 46.38 D 7093855 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 12100 46.39 D 7081755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 3900 46.41 D 7077855 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 100 46.42 D 7077755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 1000 46.43 D 7076755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 10000 46.55 D 7066755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 11300 46.62 D 7055455 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 3700 46.63 D 7051755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 15000 46.65 D 7036755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 18600 46.70 D 7018155 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 1400 46.71 D 7016755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 13200 46.75 D 7003555 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 300 46.76 D 7003255 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 100 46.79 D 7003155 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 100 46.82 D 7003055 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-12 4 S 0 1300 46.85 D 7001755 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-07-13 -----END PRIVACY-ENHANCED MESSAGE-----