-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RPBrKSFim/KH1XLq2W8g/vlqqzCrOyG4nZSF78rvLtOTIvozSFWEj8PI9N+ZcTpt ai8vEACx2mlfEGCzFgP6/w== 0000950142-04-002367.txt : 20040702 0000950142-04-002367.hdr.sgml : 20040702 20040702143836 ACCESSION NUMBER: 0000950142-04-002367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040701 FILED AS OF DATE: 20040702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04899328 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma070104_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-07-01 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-07-01 4 S 0 200 47.29 D 7362755 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 4400 47.30 D 7358355 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 12100 47.31 D 7346255 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 2200 47.32 D 7344055 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 3500 47.34 D 7340555 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 7600 47.35 D 7332955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 14500 47.45 D 7318455 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 500 47.47 D 7317955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 8400 47.48 D 7309555 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 1700 47.49 D 7307855 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 4900 47.50 D 7302955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 4900 47.52 D 7298055 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 3200 47.53 D 7294855 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 1000 47.56 D 7293855 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 5900 47.59 D 7287955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 1900 47.71 D 7286055 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 15600 47.79 D 7270455 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 2000 47.80 D 7268455 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 5500 47.81 D 7262955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 2000 47.82 D 7260955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-07-01 4 S 0 3000 47.84 D 7257955 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-07-02 -----END PRIVACY-ENHANCED MESSAGE-----