-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RvwKQrcuNnDYSTJV0FWgxc5PBtrImLyOUGckn5NddGiuVZ1XMWbiS3eA7kyBG54R aSfxMuJlqSe/1Roqh9Echw== 0000950142-04-002155.txt : 20040621 0000950142-04-002155.hdr.sgml : 20040621 20040621210917 ACCESSION NUMBER: 0000950142-04-002155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040617 FILED AS OF DATE: 20040621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1999 JAFASA IRREVOCABLE DELAWARE TRUST CENTRAL INDEX KEY: 0001251591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04873494 BUSINESS ADDRESS: STREET 1: 1201 NORTH MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19899-1347 BUSINESS PHONE: 305-599-2600 MAIL ADDRESS: STREET 1: 1201 NORTH MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19899-1347 FORMER NAME: FORMER CONFORMED NAME: MICHAEL ARISON 1999 IRREVOCABLE DELAWARE TRUST DATE OF NAME CHANGE: 20030701 4 1 form4-jafasa061704_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-06-17 0 0000815097 CARNIVAL CORP CCL 0001251591 1999 JAFASA IRREVOCABLE DELAWARE TRUST 1201 NORTH MARKET ST WILMINGTON DE 19899-1347 0 0 0 1 See footnote 2 below Common Stock 2004-06-17 4 S 0 2000 44.35 D 630500 D Common Stock 2004-06-17 4 S 0 500 44.36 D 630000 D Common Stock 2004-06-17 4 S 0 1000 44.37 D 629000 D Common Stock 2004-06-17 4 S 0 500 44.50 D 628500 D Common Stock 2004-06-17 4 S 0 1000 44.55 D 627500 D Common Stock 2004-06-17 4 S 0 1000 44.60 D 626500 D Common Stock 2004-06-17 4 S 0 1000 44.62 D 625500 D Common Stock 2004-06-17 4 S 0 1000 44.70 D 624500 D Common Stock 2004-06-17 4 S 0 2000 44.72 D 622500 D Common Stock 2004-06-17 4 S 0 500 44.84 D 622000 D Common Stock 2004-06-17 4 S 0 2000 44.86 D 620000 D Common Stock 2004-06-17 4 S 0 1500 44.88 D 618500 D Common Stock 2004-06-17 4 S 0 2000 44.91 D 616500 D Common Stock 2004-06-17 4 S 0 2000 44.93 D 614500 D Common Stock 2004-06-17 4 S 0 6800 45.02 D 607700 D Common Stock 2004-06-17 4 S 0 2000 45.03 D 605700 D Common Stock 2004-06-17 4 S 0 4600 45.05 D 601100 D Common Stock 2004-06-17 4 S 0 7500 45.06 D 593600 D Common Stock 2004-06-17 4 S 0 2100 45.07 D 591500 D Common Stock 2004-06-17 4 S 0 2900 45.08 D 588600 D Common Stock 2004-06-17 4 S 0 200 45.09 D 588400 D Common Stock 2004-06-17 4 D 0 3300 45.10 D 585100 D Common Stock 2004-06-17 4 S 0 100 45.12 D 585000 D Common Stock 2004-06-17 4 S 0 3000 45.13 D 582000 D Common Stock 2004-06-17 4 S 0 7500 45.20 D 574500 D Common Stock 2004-06-17 4 S 0 296 45.21 D 574204 D Common Stock 2004-06-17 4 S 0 245 45.23 D 573959 D Common Stock 2004-06-17 4 S 0 277 45.24 D 573682 D Common Stock 2004-06-17 4 S 0 3015 45.26 D 570667 D Common Stock 2004-06-17 4 S 0 59 45.27 D 570608 D The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated March 30, 2004. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. /s/ John J. O'Neil, Authorized Signatory, JMD Delaware, Inc., Trustee 2004-06-21 -----END PRIVACY-ENHANCED MESSAGE-----