-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQX7cLg3yejej+Ps0Sj/C0IcmO/GtCipMe0o8hvxHL2AFqY7Y5UfqQdM0HWdL29f VRGhqOoSi03TX2JxmyMVPg== 0000950142-04-002149.txt : 20040621 0000950142-04-002149.hdr.sgml : 20040621 20040621204329 ACCESSION NUMBER: 0000950142-04-002149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040617 FILED AS OF DATE: 20040621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04873474 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma061804_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-06-17 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-06-17 4 S 0 6500 45.13 D 7851693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 7500 45.20 D 7844193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 5877 45.21 D 7838316 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 4967 45.23 D 7833349 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 4760 45.24 D 7828589 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 4400 45.25 D 7824189 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 289 45.26 D 7823900 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 3156 45.27 D 7820744 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 2789 45.30 D 7817955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-18 4 S 0 800 45.20 D 7817155 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-18 4 S 0 10200 45.22 D 7806955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-18 4 S 0 16100 45.30 D 7790855 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-18 4 S 0 600 45.31 D 7790255 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-18 4 S 0 2200 45.32 D 7788055 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-18 4 S 0 1100 45.36 D 7786955 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-18 4 S 0 1100 45.40 D 7785855 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-18 4 S 0 500 45.41 D 7785355 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-18 4 S 0 5800 45.42 D 7779555 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-18 4 S 0 1600 45.43 D 7777955 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-06-21 -----END PRIVACY-ENHANCED MESSAGE-----