-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B5kkIMlokJaba1qCYASrS6lZ1V5W1nZ90/3YXlgPFyPeIDymzsI/X5VQ0R1eNWas rkvltj63YXIjWrDKfkpO2A== 0000950142-04-002147.txt : 20040621 0000950142-04-002147.hdr.sgml : 20040621 20040621204116 ACCESSION NUMBER: 0000950142-04-002147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040617 FILED AS OF DATE: 20040621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04873471 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma061704_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-06-17 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-06-17 4 S 0 1700 44.10 D 8020493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 300 44.12 D 8020193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 100 44.13 D 8020093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 1500 44.25 D 8018593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 8300 44.30 D 8010293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 100 44.31 D 8010193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 100 44.32 D 8010093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 1000 44.33 D 8009093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 1300 44.34 D 8007793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 4200 44.35 D 8003593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 1700 44.50 D 8001893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 20000 44.51 D 7981893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 3600 44.52 D 7978293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 4100 44.54 D 7974193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 18000 44.55 D 7956193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 300 44.56 D 7955893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 1000 44.60 D 7954893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 2700 44.61 D 7952193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 15000 44.80 D 7937193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 15000 44.85 D 7922193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 6300 45.02 D 7915893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 600 45.05 D 7915293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 7500 45.06 D 7907793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 100 45.07 D 7907693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 23200 45.08 D 7884493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 200 45.09 D 7884293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 25900 45.10 D 7858393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-17 4 S 0 200 45.12 D 7858193 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-06-21 -----END PRIVACY-ENHANCED MESSAGE-----