-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TxSjOj2tAnIssVu6YcpABtEURVIuoSE/CsUKWko7a7Jippi86Qx8R3Fgg/KDuDf4 PzPKpDOcAZSddzSU9dNvQA== 0000950142-04-002005.txt : 20040608 0000950142-04-002005.hdr.sgml : 20040608 20040608161626 ACCESSION NUMBER: 0000950142-04-002005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040607 FILED AS OF DATE: 20040608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON FAMILY FOUNDATION USA INC CENTRAL INDEX KEY: 0001251556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04854014 BUSINESS ADDRESS: STREET 1: C/OP AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL. CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: C/O AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL CITY: MIAMI STATE: FL ZIP: 33178 4 1 form4-taffusa060704_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-06-07 0 0000815097 CARNIVAL CORP CCL 0001251556 TED ARISON FAMILY FOUNDATION USA INC C/O ARNALDO PEREZ 3655 NORTH WEST 87TH AVE. MIAMI FL 33178-2428 0 0 0 1 See footnote 2 below Common Stock 2004-06-07 4 S 0 200 42.52 D 2109600 D Common Stock 2004-06-07 4 S 0 4700 42.53 D 2104900 D Common Stock 2004-06-07 4 S 0 3600 42.54 D 2101300 D Common Stock 2004-06-07 4 S 0 6500 42.55 D 2094800 D Common Stock 2004-06-07 4 S 0 5700 42.63 D 2089100 D Common Stock 2004-06-07 4 S 0 9300 42.65 D 2079800 D Common Stock 2004-06-07 4 S 0 20800 42.70 D 2059000 D Common Stock 2004-06-07 4 S 0 2400 42.71 D 2056600 D Common Stock 2004-06-07 4 S 0 4800 42.72 D 2051800 D Common Stock 2004-06-07 4 S 0 2900 42.73 D 2048900 D Common Stock 2004-06-07 4 S 0 4100 42.74 D 2044800 D Common Stock 2004-06-07 4 S 0 10500 42.85 D 2034300 D Common Stock 2004-06-07 4 S 0 1100 42.86 D 2033200 D Common Stock 2004-06-07 4 S 0 1000 42.87 D 2032200 D Common Stock 2004-06-07 4 S 0 700 42.88 D 2031500 D Common Stock 2004-06-07 4 S 0 4800 42.90 D 2026700 D Common Stock 2004-06-07 4 S 0 6500 42.91 D 2020200 D Common Stock 2004-06-07 4 S 0 700 42.92 D 2019500 D Common Stock 2004-06-07 4 S 0 200 42.93 D 2019300 D Common Stock 2004-06-07 4 S 0 3500 42.94 D 2015800 D The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated May 27, 2004. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. /s/ John J. O'Neil, Attorney-in-Fact for The Ted Arison Family Foundation USA, Inc. 2004-06-08 -----END PRIVACY-ENHANCED MESSAGE-----