-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uzu6MsoVuYuC7y9AQUmWBL5wq4kuJi45hEF/tY9CbzoSum5FzVOoAfVF12IFy4Ki LTo5Ou9S41bk27gii6ePzg== 0000950142-04-001997.txt : 20040608 0000950142-04-001997.hdr.sgml : 20040608 20040608160956 ACCESSION NUMBER: 0000950142-04-001997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040607 FILED AS OF DATE: 20040608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04853976 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma060704_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-06-07 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-06-07 4 S 0 200 42.52 D 8363393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 4700 42.53 D 8358693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 3500 42.54 D 8355193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 6600 42.55 D 8348593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 5800 42.63 D 8342793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 9200 42.65 D 8333593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 19100 42.70 D 8314493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 3200 42.71 D 8311293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 5100 42.72 D 8306193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 3100 42.73 D 8303093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 4500 42.74 D 8298593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 10700 42.85 D 8287893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 1200 42.86 D 8286693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 1400 42.87 D 8285293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 800 42.88 D 8284493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 4700 42.90 D 8279793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 6600 42.91 D 8273193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 700 42.92 D 8272493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 200 42.93 D 8272293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-06-07 4 S 0 3700 42.94 D 8268593 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-06-08 -----END PRIVACY-ENHANCED MESSAGE-----