-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PIhst/j4ViXzPfLEs5AvIF/WS/OlXEsz5ezBbCgg9KI45eeQCZQk0/ujQ3pqSzCE pgl8qe0r022zEhgN8Bd8EA== 0000950142-04-001790.txt : 20040520 0000950142-04-001790.hdr.sgml : 20040520 20040520155210 ACCESSION NUMBER: 0000950142-04-001790 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040518 FILED AS OF DATE: 20040520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04821434 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma051804_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-05-18 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-05-18 4 S 0 7400 40.35 D 8918393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-18 4 S 0 100 40.37 D 8918293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-18 4 S 0 7600 40.38 D 8910693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-18 4 S 0 300 40.39 D 8910393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-18 4 S 0 14600 40.40 D 8895793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-18 4 S 0 15000 40.45 D 8880793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 21400 41.00 D 8859393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 2000 41.01 D 8857393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 3500 41.05 D 8853893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 1400 41.06 D 8852493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 4300 41.07 D 8848193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 1000 41.08 D 8847193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 5700 41.09 D 8841493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 900 41.10 D 8840593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 700 41.11 D 8839893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 100 41.12 D 8839793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 1500 41.13 D 8838293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 3200 41.14 D 8835093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 13500 41.15 D 8821593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 11800 41.16 D 8809793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 3800 41.17 D 8805993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 200 41.18 D 8805793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 22800 41.20 D 8782993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 2200 41.21 D 8780793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-19 4 S 0 28000 41.30 D 8752793 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-05-20 -----END PRIVACY-ENHANCED MESSAGE-----