-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ia57f8unXqB4pm25FPyYEyI9kD2g81XPuhbOuiERcQknIck5OL88UqwsBJK+TaZg aJvyJy+H9PW2h2ZOFZFyaA== 0000950142-04-001727.txt : 20040518 0000950142-04-001727.hdr.sgml : 20040518 20040518133111 ACCESSION NUMBER: 0000950142-04-001727 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040514 FILED AS OF DATE: 20040518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04815513 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma051404_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-05-14 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-05-14 4 S 0 1700 40.90 D 9024093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 600 40.91 D 9023493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 1200 40.92 D 9022293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 600 40.93 D 9021693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 1400 40.94 D 9020293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 6900 40.95 D 9013393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 1400 40.96 D 9011993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 200 40.97 D 9011793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 5000 40.98 D 9006793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 1000 40.99 D 9005793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 6800 41.00 D 8998993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 500 41.01 D 8998493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 3000 41.02 D 8995493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 7000 41.03 D 8988493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 8300 41.05 D 8980193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 500 41.06 D 8979693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 900 41.07 D 8978793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 4400 41.10 D 8974393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 16800 41.11 D 8957593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 5200 41.12 D 8952393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 2000 41.14 D 8950393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 5000 41.15 D 8945393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 1700 41.16 D 8943693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 1400 41.17 D 8942293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 1800 41.18 D 8940493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 3300 41.19 D 8937193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-05-14 4 S 0 10500 41.20 D 8926693 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-05-18 -----END PRIVACY-ENHANCED MESSAGE-----