-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B4a2sN1E4wDrxkO/AKl4rZpBgVtLaCTtltwubD1UxxQuneV0uHcJXgSTkcKgxKYf DEeEj3KlUJzgqVzYKB0m0Q== 0000950142-04-001490.txt : 20040503 0000950142-04-001490.hdr.sgml : 20040503 20040503163954 ACCESSION NUMBER: 0000950142-04-001490 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040429 FILED AS OF DATE: 20040503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04774009 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma042904_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-04-29 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-04-29 4 S 0 2500 43.01 D 9361793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 100 43.02 D 9361693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 200 43.03 D 9361493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 600 43.04 D 9360893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 200 43.07 D 9360693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 200 43.08 D 9360493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 500 43.09 D 9359993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 1200 43.15 D 9358793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 2000 43.19 D 9356793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 400 43.23 D 9356393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 1900 43.24 D 9354493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 6800 43.25 D 9347693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 3700 43.26 D 9343993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 200 43.27 D 9343793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 2000 43.30 D 9341793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 2200 43.35 D 9339593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 100 43.36 D 9339493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 300 43.37 D 9339193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 200 43.40 D 9338993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 1500 43.44 D 9337493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 3500 43.45 D 9333993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-29 4 S 0 1000 43.46 D 9332993 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-05-03 -----END PRIVACY-ENHANCED MESSAGE-----