-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IhrsIW1u890JB5TgZXTVCtXkC8g6sbQAaWH1AyIw/ikqwBHDsfRGbsZKJbzk8EUo DQA+udIztYaXM+zSEDgfPQ== 0000950142-04-001360.txt : 20040422 0000950142-04-001360.hdr.sgml : 20040422 20040422173509 ACCESSION NUMBER: 0000950142-04-001360 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040421 FILED AS OF DATE: 20040422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04748996 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma042104_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-04-21 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-04-21 4 S 0 23000 43.55 D 9581193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 1500 43.56 D 9579693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 500 43.61 D 9579193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 14100 43.70 D 9565093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 900 43.71 D 9564193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 800 43.72 D 9563393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 200 43.73 D 9563193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 1100 43.75 D 9562093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 6500 43.76 D 9555593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 500 43.77 D 9555093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 900 43.79 D 9554193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 8000 43.80 D 9546193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 500 43.82 D 9545693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 500 43.83 D 9545193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 2000 43.85 D 9543193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 3200 43.86 D 9539993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 1400 43.89 D 9538593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 500 43.90 D 9538093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 800 43.91 D 9537293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 5500 43.92 D 9531793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 900 43.93 D 9530893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 100 43.94 D 9530793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 19100 43.95 D 9511693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 3300 43.96 D 9508393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 300 43.97 D 9508093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 300 43.98 D 9507793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-21 4 S 0 3600 43.99 D 9504193 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-04-22 -----END PRIVACY-ENHANCED MESSAGE-----