-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G1ohfHIZL/ncmGlOoH2ZaeyHlZsJuQEuKdt2UVtXHpVH9gNiq3qiU1b2ZNtlQc/j GI3NvS5AgJMtkYvVqQgq7Q== 0000950142-04-001236.txt : 20040415 0000950142-04-001236.hdr.sgml : 20040415 20040415175718 ACCESSION NUMBER: 0000950142-04-001236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040414 FILED AS OF DATE: 20040415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04736771 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma041404_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-04-14 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-04-14 4 S 0 1800 44.20 D 9900393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 2000 44.21 D 9898393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 3000 44.22 D 9895393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 5400 44.23 D 9889993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 7800 44.24 D 9882193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 400 44.31 D 9881793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 6500 44.32 D 9875293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 200 44.33 D 9875093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 2300 44.35 D 9872793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 600 44.36 D 9872193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 6600 44.38 D 9865593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 2100 44.39 D 9863493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 9700 44.40 D 9853793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 300 44.41 D 9853493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 700 44.42 D 9852793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-04-14 4 S 0 600 44.53 D 9852193 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-04-15 -----END PRIVACY-ENHANCED MESSAGE-----