-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LbyoIbddrk61tDv17FFUJDGsLPATm4kWkCF9+kaEuLGNOOZOUP0FUeLSjdnd8age cwWl/X0fdrM5n2AKnthjug== 0000950142-04-000832.txt : 20040318 0000950142-04-000832.hdr.sgml : 20040318 20040318165243 ACCESSION NUMBER: 0000950142-04-000832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040317 FILED AS OF DATE: 20040318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04678217 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma031704_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-03-17 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-03-17 4 S 0 500 42.52 D 10888193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 2900 42.53 D 10885293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 300 42.58 D 10884993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 2500 42.59 D 10882493 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 3400 42.60 D 10879093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 800 42.61 D 10878293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 300 42.62 D 10877993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 20000 42.65 D 10857993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 9100 42.66 D 10848893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 10700 42.70 D 10838193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 2600 42.71 D 10835593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 2300 42.72 D 10833293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 200 42.73 D 10833093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 2300 42.74 D 10830793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 4400 42.75 D 10826393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 13500 42.80 D 10812893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 800 42.81 D 10812093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 7500 42.83 D 10804593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 700 42.84 D 10803893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 2200 42.85 D 10801693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 7800 42.86 D 10793893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 1700 42.87 D 10792193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 200 42.88 D 10791993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 6900 42.89 D 10785093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 3200 42.90 D 10781893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 11700 42.91 D 10770193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 1400 42.92 D 10768793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 700 42.93 D 10768093 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-03-18 -----END PRIVACY-ENHANCED MESSAGE-----