-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HxI4aNBjM0UsBGZadYxm8ASDfGN1Z6DbIA0npjGttDJpXW/PdbG5Q9dGswk0YPxB ry7vzpy9jfYM7LczDKeaaw== 0000950142-04-000824.txt : 20040318 0000950142-04-000824.hdr.sgml : 20040318 20040318164757 ACCESSION NUMBER: 0000950142-04-000824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040316 FILED AS OF DATE: 20040318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04678190 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma031604_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-03-16 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-03-16 4 S 0 17000 41.00 D 11017793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-16 4 S 0 20000 41.25 D 10997793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-16 4 S 0 15000 41.35 D 10982793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-16 4 S 0 5900 41.45 D 10976893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-16 4 S 0 5000 41.47 D 10971893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-16 4 S 0 1000 41.50 D 10970893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-16 4 S 0 2000 41.70 D 10968893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 12800 42.00 D 10956093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 100 42.02 D 10955993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 6300 42.04 D 10949693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 700 42.06 D 10948993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 100 42.07 D 10948893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 19900 42.15 D 10928993 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 100 42.16 D 10928893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 15200 42.25 D 10913693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 4800 42.26 D 10908893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 8600 42.35 D 10900293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 1100 42.37 D 10899193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 500 42.38 D 10898693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 2600 42.39 D 10896093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 1400 42.40 D 10894693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 4400 42.41 D 10890293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 100 42.42 D 10890193 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 800 42.45 D 10889393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 300 42.48 D 10889093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 300 42.50 D 10888793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-17 4 S 0 100 42.51 D 10888693 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-03-18 -----END PRIVACY-ENHANCED MESSAGE-----