-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PeTXFMAS//pL23N7G3lQ0VAHtFYr7lMmi41tPC8kSdl7tJA5s4zq4lWBlOzlKRSH 8WzSetISRLZbojKeCoXhfA== 0000950142-04-000796.txt : 20040315 0000950142-04-000796.hdr.sgml : 20040315 20040315161246 ACCESSION NUMBER: 0000950142-04-000796 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040311 FILED AS OF DATE: 20040315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04669711 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma031104_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-03-11 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-03-11 4 S 0 2000 43.72 D 11162793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-11 4 S 0 2000 43.75 D 11160793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-11 4 S 0 1000 43.76 D 11159793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-11 4 S 0 10400 43.85 D 11149393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-11 4 S 0 1000 43.86 D 11148393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-11 4 S 0 500 43.87 D 11147893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-11 4 S 0 4300 43.90 D 11143593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-11 4 S 0 15000 43.97 D 11128593 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-11 4 S 0 12500 44.00 D 11116093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-11 4 S 0 1300 44.07 D 11114793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 13100 42.80 D 11101693 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 800 42.81 D 11100893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 1000 42.82 D 11099893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 9800 42.83 D 11090093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 3000 42.87 D 11087093 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 800 42.88 D 11086293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 1500 42.89 D 11084793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 2000 42.90 D 11082793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 17900 43.00 D 11064893 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 4600 43.01 D 11060293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 5500 43.03 D 11054793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 18500 43.10 D 11036293 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 500 43.12 D 11035793 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-03-12 4 S 0 1000 43.14 D 11034793 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-03-15 -----END PRIVACY-ENHANCED MESSAGE-----